Patrick W. Reed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Warren Reed was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1990. Patrick had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2014 - March 9, 2022
ACADEMY SECURITIES, INC.
February 28, 2014 - July 3, 2014
CAROLINA CAPITAL MARKETS, INC.
February 1, 2012 - February 7, 2014
BGC FINANCIAL, L.P.
January 5, 2010 - March 22, 2012
TULLETT PREBON FINANCIAL SERVICES LLC
May 4, 2009 - January 6, 2010
RAFFERTY CAPITAL MARKETS, LLC
January 3, 2007 - May 4, 2009
BGC FINANCIAL, L.P.
June 24, 1998 - January 12, 2007
TULLETT PREBON FINANCIAL SERVICES LLC
January 30, 1998 - June 22, 1998
CANTOR FITZGERALD SECURITIES
January 30, 1998 - June 22, 1998
MINT BROKERS
October 28, 1994 - January 14, 1998
CHAPDELAINE CORPORATE SECURITIES & CO
June 26, 1992 - August 31, 1994
CITIGROUP GLOBAL MARKETS INC.
September 18, 1991 - March 25, 1992
ALEX. BROWN & SONS INCORPORATED
December 10, 1990 - August 16, 1991
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (38 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
