Nancy S. Wolin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy Susan Wolin was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 1989. Nancy had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2010 - December 31, 2017
WOLIN ASSET MANAGEMENT, LLC
January 26, 2010 - May 17, 2010
BROKERSXPRESS LLC
January 22, 2010 - December 31, 2011
BROKERSXPRESS LLC
January 6, 2010 - January 7, 2010
BROKERSXPRESS LLC
September 13, 1995 - February 2, 2010
SECURITIES AMERICA ADVISORS, INC.
March 10, 1995 - February 2, 2010
SECURITIES AMERICA, INC.
October 25, 1989 - April 7, 1995
LAWSON FINANCIAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
WOLIN ASSET MANAGEMENT, LLC
CRD#: 153332 / SEC#:
Contact information
Red Flags
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