Timothy L. Shanklin

SYCAMORE FINANCIAL ADVISORS

HUMBOLDT, TN 38343

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CRD#: 1991966

Professional summary

Timothy Lee Shanklin, who also goes by Tim Shanklin, Timothy L Shanklin, is a registered financial advisor currently at SYCAMORE FINANCIAL ADVISORS, INC. located in Humboldt, Tennessee and BDC ADVISORY, LLC located in Memphis, Tennessee.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Timothy has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Shanklin | Timothy L Shanklin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RETIREMENT PLAN CONSULTING WITH BURLEIGH CONSULTING GROUP

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Lee Shanklin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 16, 2005 - Present

SYCAMORE FINANCIAL ADVISORS, INC.

Office #1: 1420 Osborne St., Suite B16 P O Box 401, Humboldt, TN 38343

RIA

CRD#: 108628

HUMBOLDT, TN

Current

December 21, 2007 - Present

BDC ADVISORY, LLC

Office #1: 465 Jack Kramer Drive Suite 2, Memphis, TN 38117

RIA

CRD#: 124233

Memphis, TN

Past

June 9, 2004 - December 31, 2006

BDC ADVISORY, LLC

RIA

CRD#: 124233

MEMPHIS, TN

Past

July 21, 1993 - December 1, 1993

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

Past

February 1, 1990 - August 1, 1991

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Past

October 25, 1989 - February 27, 1990

SUNAMERICA SECURITIES, INC.

CRD#: 20068

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(6/16/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/16/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/21/1989

General Securities Representative Examination

Current Firm

SYCAMORE FINANCIAL ADVISORS, INC.

BROWN INVESTMENT GROUP OF SYCAMORE FINANCIAL ADVISORS | SYCAMOREFINANCIAL ADVISORS, INC. | SYCAMORE FINANCIAL ADVISORS, INC. | SHANKLIN CAPITAL MANAGEMENT INC

CRD#: 108628 / SEC#: 801-55650

RIA

Registered Investment Advisory firm - (3/4/2002 Terminated)

Tennessee

Registered Investment Advisory firm - (6/16/2005 Approved)

Texas

Registered Investment Advisory firm - (4/3/2017 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

51 B Murray Guard Dr, Jackson, TN 38305

Mailing Address

51 B Murray Guarad Dr, Jackson, TN 38305

Phone number

(731) 784-4444

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	230
AUM (Assets Under Management)	$ 91,825,624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy L. Shanklin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Lee Shanklin's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYCAMORE FINANCIAL ADVISORS, INC.

BDC ADVISORY, LLC

BDC ADVISORY, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

CHARLES SCHWAB & CO., INC.

SUNAMERICA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/16/1989

Series 7

Date: 10/21/1989

Current Firm

SYCAMORE FINANCIAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SYCAMORE FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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