Corey M. Mcclintock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Corey Mccabe Mcclintock was a registered financial professional .
Corey is a previously registered financial professional and started their career in finance in 1989. Corey had worked at 8 firms and has passed the Series 63, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2011 - February 1, 2012
REEF SECURITIES, INC.
September 25, 2007 - January 18, 2011
REEF SECURITIES, INC.
March 28, 2006 - May 9, 2007
ALLIANZ LIFE FINANCIAL SERVICES, LLC
October 15, 2003 - January 23, 2006
JANUS HENDERSON DISTRIBUTORS US LLC
June 2, 1999 - July 9, 2003
INVESCO DISTRIBUTORS, INC.
February 1, 1999 - February 11, 1999
VOYA INVESTMENTS DISTRIBUTOR, LLC
September 9, 1998 - January 29, 1999
NICHOLAS-APPLEGATE SECURITIES LLC
November 13, 1996 - May 19, 1998
FORESIDE DISTRIBUTION SERVICES, L.P.
October 13, 1989 - August 2, 1996
PLM SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REEF SECURITIES, INC.
CRD#: 31951 / SEC#: , 8-45583
Contact information
FINRA licenses (32 States and Territories)
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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