Geoffrey A. Frazier

GLOBAL FINANCIAL PRIVATE CLIENT

Sarasota, FL 34232

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CRD#: 1991946

Professional summary

Geoffrey Allen Frazier, CFP®, ChFC®, CLU® is a registered financial advisor currently at GLOBAL FINANCIAL PRIVATE CLIENT located in Sarasota, Florida.

Geoffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Geoffrey has worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Estate Planning

Investment Planning

Tax Planning

Comprehensive Financial Planni...

Retirement Planning

Divorce Planning

Business Succession Planning

Insurance Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) GAF Consulting. Nature / Duties: financial services and general business consulting. Position: Manager. Start date: 7/28/2008. Investment-related. Approximately 40 hours per month is devoted to this entity. 2) GEMGC, LLC. Nature/duties: Overseeing real estate investment. Position: Operating Manager. Start date: 4/22/2004. Non investment-related. Number of hours spent: 1 hour per month. 3) 360 Tax Consulting, LLC. Address: 6000 Cattleridge Drive, Suite 304, Sarasota, FL 34232. Nature/Duties: accounting firm, provide financial consulting services. Position: Owner. Start date: 06/2021. Investment-related. Approximately 10 hours per month, none during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Allen Frazier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

April 12, 2018 - Present

GLOBAL FINANCIAL PRIVATE CLIENT

Office #1: 6000 Cattleridge Drive Suite 200, Sarasota, FL 34232

RIA

CRD#: 290006

Sarasota, FL

Past

June 10, 2005 - February 22, 2019

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

SARASOTA, FL

Past

April 29, 2005 - August 2, 2005

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

February 24, 2005 - February 15, 2018

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

SARASOTA, FL

Past

September 8, 2003 - September 22, 2004

GLOBAL FINANCIAL ASSET MANAGEMENT, LLC

RIA

CRD#: 127629

SARASOTA, FL

Past

January 22, 2003 - December 31, 2003

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

February 25, 2000 - December 31, 2002

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

March 9, 1999 - May 3, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

SARASOTA, FL

Past

August 21, 1998 - May 3, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

October 8, 1997 - June 10, 1998

SOUTHERN CAPITAL SECURITIES, INC.

CRD#: 27188

TAMPA, FL

Past

December 17, 1996 - August 22, 1997

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

March 8, 1994 - August 2, 1996

SIGMA FINANCIAL CORPORATION

CRD#: 14303

ANN ARBOR, MI

Past

September 22, 1992 - February 8, 1994

STATEWIDE SECURITIES GROUP, INC.

CRD#: 30046

SARASOTA, FL

Past

April 22, 1992 - February 18, 1993

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

October 9, 1989 - April 17, 1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

October 9, 1989 - April 17, 1991

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLOBAL FINANCIAL PRIVATE CLIENT

GLOBAL FINANCIAL PRIVATE CLIENT | GLOBAL FINANCIAL PRIVATE CLIENT, LLC

CRD#: 290006 / SEC#: 801-112204

RIA

Registered Investment Advisory firm - (1/2/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/12/2018)

IAR

Texas
(11/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/17/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/15/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/6/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/10/1998

General Securities Principal Examination

Current Firm

GLOBAL FINANCIAL PRIVATE CLIENT

GLOBAL FINANCIAL PRIVATE CLIENT | GLOBAL FINANCIAL PRIVATE CLIENT, LLC

CRD#: 290006 / SEC#: 801-112204

RIA

Registered Investment Advisory firm - (1/2/2018 Approved)

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Contact information

Main Address

6000 Cattleridge Drive Suite 200, Sarasota, FL 34232

Mailing Address

Phone number

(941) 441-1624

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (9/18/2025)

Regulatory assets under management

Total Number of Accounts	954
AUM (Assets Under Management)	$ 666,929,242

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/08/2025	Cover Page	Report
01/09/2024	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Geoffrey A. Frazier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Allen Frazier's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

NATIONAL PLANNING CORPORATION

G.F. INVESTMENT SERVICES, LLC

GLOBAL FINANCIAL ASSET MANAGEMENT, LLC

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

SOUTHERN CAPITAL SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

SIGMA FINANCIAL CORPORATION

STATEWIDE SECURITIES GROUP, INC.

TOWER SQUARE SECURITIES, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

GLOBAL FINANCIAL PRIVATE CLIENT

State Registrations and Notice Filings

Exams

Series 63

Date: 9/17/1990

SIE

Date: 2/15/2018

Series 7

Date: 10/15/1997

Series 6

Date: 10/6/1989

Series 24

Date: 3/10/1998

Current Firm

GLOBAL FINANCIAL PRIVATE CLIENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GLOBAL FINANCIAL PRIVATE CLIENT

TRUST BUT VERIFY

Contact information

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