Ulf W. Nofelt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ulf Wollmar Nofelt was a registered financial professional .
Ulf is a previously registered financial professional and started their career in finance in 2002. Ulf had worked at 6 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2019 - September 10, 2019
MANAGED ACCOUNT SERVICES, LLC
September 8, 2016 - November 1, 2017
PERKINS FUND MARKETING, L.L.C.
May 2, 2011 - January 21, 2016
AMUNDI DISTRIBUTORS USA, LLC
September 16, 2008 - February 2, 2010
OCP CAPITAL, LLC
March 1, 2006 - October 31, 2006
SILVER LEAF PARTNERS, LLC
April 1, 2004 - April 1, 2005
SILVER LEAF PARTNERS, LLC
March 18, 2002 - July 17, 2003
FIRST DOMINION CAPITAL CORP.
State Registrations and Notice Filings
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Exams
Current Firm
MANAGED ACCOUNT SERVICES, LLC
CRD#: 133803 / SEC#: , 8-66783
Contact information
Documents
Red Flags
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