Ronald Flaiani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Flaiani, who also goes by Ron Flaiani, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1989. Ronald had worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6, Series 53, Series 4, Series 27, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2014 - November 10, 2015
COINBASE CAPITAL MARKETS CORP
July 25, 2014 - November 10, 2015
COINBASE CAPITAL MARKETS CORP
May 19, 2011 - February 1, 2013
SORRENTO PACIFIC FINANCIAL, LLC
May 18, 2011 - February 1, 2013
SORRENTO PACIFIC FINANCIAL, LLC
May 19, 2005 - May 23, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
October 1, 2004 - May 23, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
June 28, 2004 - October 1, 2004
FISERV INVESTOR SERVICES, INC.
June 26, 2001 - October 20, 2003
NORTH STAR INVESTMENT SERVICES, INC.
March 4, 1994 - January 1, 2001
IFMG SECURITIES, INC.
January 17, 1992 - March 31, 1994
CAPITAL BROKERAGE CORPORATION
October 4, 1989 - February 14, 1991
CAPITAL BROKERAGE CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COINBASE CAPITAL MARKETS CORP
CRD#: 10722 / SEC#: 801-78249, 8-28032
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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