WU
William A. Ullman
WATER STREET ADVISORS LLC
Brooklyn, NY 11201
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CRD#: 1991837
WU
Professional summary
William Alexander Ullman, who also goes by Bill Ullman, is a registered financial advisor currently at WATER STREET ADVISORS LLC located in Brooklyn, New York.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. William has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Ullman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 200 Water Street Condominium, 200 Water Street, Brooklyn, NY 11201. President, Board of Managers since March 2017. Non-investment related. 3 hours per month. (2) VanEck Associates Corp.- 666 Third Avenue (9th FL), New York, NY 10017; investment related, investment management company, Member-Board of Directors, Start Date: 01/2010, Devoted hours to Other Business: 5hrs/mo and during securities trading hours, attend quarterly Board meetings/provide advice as appropriate. (3) Capital Returns, LTD (Cayman)- 717 Fifth Avenue (12th FL), New York, NY 10022; investment related, Hedge Fund focusing in equity insurance stocks, Director, Start Date: 01/2011, Devoted hours to Other Business: 6hrs/year total, attend semi-annual board meetings. (4) FinTech Collective- 419 Park Avenue South, New York, NY 10016; investment related, VC Fund focused on early stage fintech investments, Special Advisor, Start Date: 07/2016, Devoted hours to Other Business: 1hr/mo, provide occasional advice as appropriate/attend meetings from time to time. (5) Alpha Modus Corp - 20311 Chartwell Center Drive, #11465, Cornelius, NC, 28031; Independent Director of publicly traded company (NASDAQ: AMOD); Start Date - December 2024. 5 hours per month; attendance at Board or other meetings. (6) HerMoney Media Inc., c/o Harvard Business Services, 16192 Coastal Highway, Lewes, DE 19958. Financial media/website, www.hermoney.com. General Advisor, 1-3 hours per month. Not investment related. (7) President, US Padel Association; not for profit Board; 10 hours per month; not investment related (8) Family related partnerships and Trusts (various); investment related; New York based; Trustee or Managing Member; 1/1/2013 start date; 1-3 hours per month; administrative and investment duties per partnership or trust (9) Anglo American Padel Cup LLC; not investment related; 200 Water Street, Brooklyn, NY 11201; co-founder and partner; Managing Member; start date 1/1/2025; 2-5 hours per month; event organization/managment
CRS (Client Relationship Summary) - RIA
Click below to view William Alexander Ullman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2021 - Present
WATER STREET ADVISORS LLC
Office #1: 200 Water Street #4b, Brooklyn, NY 11201RIA
CRD#: 312585
Brooklyn, NY
Past
June 11, 2020 - September 27, 2023
BERKSHIRE GLOBAL ADVISORS LP
BD
CRD#: 124180
NEW YORK, NY
Past
January 24, 2019 - March 24, 2020
GREYSTONE WEALTH ADVISORS LLC
RIA
CRD#: 126020
Brooklyn, NY
Past
October 3, 2016 - August 6, 2018
SECURITIZE MARKETS, LLC
BD
CRD#: 283256
New York, NY
Past
March 9, 2001 - March 20, 2006
J.P. MORGAN CLEARING CORP.
BD
CRD#: 28432
BROOKLYN, NY
Past
April 4, 1997 - March 20, 2006
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
October 25, 1989 - April 4, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(5/16/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
WS
WATER STREET ADVISORS LLC
WATER STREET ADVISORS LLC
CRD#: 312585 / SEC#:
New York
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Contact information
Main Address
200 Water Street #4b, Brooklyn, NY 11201
Mailing Address
200 Water Street #4b, Brooklyn, NY 11201
Phone number
+1 (917) 446-3605
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 29,250,825 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
