Richard D. Jordan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Don Jordan, who also goes by Rick Jordan, was a registered financial advisor .
Richard is a previously registered financial advisor and started their career in finance in 1989. Richard had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2012 - October 21, 2015
TRIUNE FINANCIAL, LLC
May 1, 2006 - November 13, 2009
DANIEL FRISHBERG FINANCIAL SERVICES, INC.
August 6, 2002 - November 5, 2003
TRI-STAR FINANCIAL
November 16, 1998 - August 3, 2001
SENTRA SECURITIES CORPORATION
January 31, 1997 - June 23, 1999
OSAIC WEALTH, INC.
July 1, 1996 - November 16, 1998
UNITED PACIFIC SECURITIES, INC.
July 29, 1993 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
July 1, 1993 - August 9, 1993
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 1, 1991 - July 2, 1993
KEOGLER, MORGAN & COMPANY, INC.
October 9, 1989 - May 14, 1991
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRIUNE FINANCIAL, LLC
CRD#: 161751 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
