Robert Stedman Pearce
Professional Summary
Robert Stedman Pearce is a registered financial advisor currently at CONNING, INC. located in Hartford, Connecticut and CONNING INVESTMENT PRODUCTS, INC. located in Hartford, Connecticut. Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Robert has worked at 17 firms and has passed the Series 66, Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 4, Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures on record.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
CONNING | CONNING, INC. | CONNING RESEARCH AND CONSULTING | CONNING ASSET MANAGEMENT CO | CONNING ASSET MANAGEMENT
Contact Information
Main Address
One Financial Plaza 755 Main Street, Hartford, CT 06103Phone Number
(860) 299-2000# of Employees
270SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
819AUM (Assets Under Management)
$106,897,084,097Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CONNING | CONNING, INC. | CONNING RESEARCH AND CONSULTING | CONNING ASSET MANAGEMENT CO | CONNING ASSET MANAGEMENT
State Registrations and Notice Filings
(2/5/2016)
(11/8/2005)
(11/12/2009)
(3/7/2016)
(3/15/2016)
(3/28/2016)
(2/8/2016)
(12/4/2025)
(12/2/2025)
(10/10/2024)
(4/20/2016)
(2/10/2016)
(2/15/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Robert Stedman Pearce's CRS (Customer Relationship Summary).
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