Gabriel N. Marshi

BDC INVESTMENT ADVISORS

ENCINO, CA

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CRD#: 1991286

Professional summary

Gabriel Nicholas Marshi, who also goes by Nicholas Marshi, is a registered financial advisor currently at BDC INVESTMENT ADVISORS, LLC located in Encino, California.

Gabriel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Gabriel has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Marshi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SOUTHLAND CAPITAL PARTNERS, LLC ACQUIRES PRIVATE COMPANIES FOR INVESTMENT. SPEND APPROX. 8 HOURS A MONTH, SOMETIMES DURING TRADING HOURS. KENSINGTON CAPITAL CORPORATION ACQUIRES PRIVATE COMPANIES FOR INVESTMENT. SPEND APPROX. 6 HOURS A MONTH, SOMETIMES DURING TRADING HOURS. BOTH BUSINESSES ARE LOCATED AT: 100 WILSHIRE BLVD., 9TH FLOOR, SANTA MONICA, CA 90401.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriel Nicholas Marshi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2008 - Present

BDC INVESTMENT ADVISORS, LLC

RIA

CRD#: 147627

ENCINO, CA

Past

March 20, 1990 - October 15, 1990

KLEINWORT BENSON NORTH AMERICA INC.

CRD#: 5087

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/9/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/30/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/29/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/17/1990

General Securities Representative Examination

Current Firm

BDC INVESTMENT ADVISORS, LLC

BDC INVESTMENT ADVISORS, LLC | SOUTHLAND CAPITAL MANAGEMENT, LLC

CRD#: 147627 / SEC#:

California

Registered Investment Advisory firm - (10/10/2008 Approved)

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Contact information

Main Address

Palm Desert, CA

Mailing Address

Phone number

(760) 485-1252

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 8,382,658

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gabriel N. Marshi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriel Nicholas Marshi's CRS (Customer Relationship Summary).

Certified licenses

Experience

BDC INVESTMENT ADVISORS, LLC

KLEINWORT BENSON NORTH AMERICA INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/30/2008

Series 63

Date: 11/29/1989

Series 7

Date: 3/17/1990

Current Firm

BDC INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BDC INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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