Gregory J. Shaia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Joseph Shaia was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1997. Gregory had worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2019 - January 23, 2024
THREADSTONE CAPITAL, LLC
March 28, 2013 - July 11, 2018
MACQUARIE CAPITAL (USA) INC.
June 12, 2008 - February 27, 2013
MOELIS & COMPANY LLC
August 25, 2004 - June 5, 2008
J.P. MORGAN SECURITIES LLC
February 20, 2001 - August 17, 2004
CITIGROUP GLOBAL MARKETS INC.
June 14, 1999 - February 8, 2000
DEUTSCHE BANK SECURITIES INC.
July 10, 1997 - June 14, 1999
DB ALEX. BROWN LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
THREADSTONE CAPITAL, LLC
CRD#: 158691 / SEC#: , 8-68915
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
