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Christopher Joseph Arts

CRD# 1991130·Registered 1996 - 2019
Barred: Christopher Joseph Arts was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Christopher Joseph Arts, who also goes by Christopher J Arts, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1996 - 2019. Christopher had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher J Arts

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

SCARSDALE EQUITIES LLC·CRD# 134602
BD
New York, NY
May 8, 2007 - July 31, 2019
LEEB BROKERAGE SERVICES, INC.·CRD# 46195
BD
New York, NY
November 4, 2004 - May 16, 2007
FAR HILLS GROUP, LLC.·CRD# 32243
BD
New York, NY
December 11, 2003 - March 12, 2004
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
December 13, 2002 - January 12, 2004
NATIXIS SECURITIES AMERICAS LLC·CRD# 1101
BD
New York, NY
December 4, 1996 - February 28, 2001

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Current Firm

SE
SCARSDALE EQUITIES LLC

SCARSDALE EQUITIES LLC

CRD#: 134602 / SEC#: 8-66845
BD
Terminated by SEC on 02/21/2021

Contact Information

Established

New York since 12/16/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MLYNARCZYK, FRANCIS ALEXANDERMANAGING MEMBER, CEO, CCO, FINOP, AMLCO2250955
FITZGERALD, HEATHER MARIECHIEF FINANCIAL OFFICER4427665

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2003About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Feb 1999About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Nov 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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