William P. Weathers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Patton Weathers, who also goes by Bill Weathers, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1992. William had worked at 2 firms and has passed the Series 52 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 1992 - August 22, 2012
GARDNYR MICHAEL CAPITAL, INC.
May 26, 1992 - July 28, 1992
SUMMIT CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GARDNYR MICHAEL CAPITAL, INC.
CRD#: 30520 / SEC#: , 8-44963
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNT, PFILIP GARDNYR JR | PRES./ SEC./TRES./DIR./CCO/CFO | 1613985 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
