Timothy R. Wons
Professional summary
Timothy Robert Wons is a registered financial professional currently at USP SECURITIES CORPORATION located in Dallas, Texas.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1990. Timothy has worked at 7 firms and has passed the Series 63, Series 65, Series 22TO, Series 79TO, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Robert Wons's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2021 - Present
USP SECURITIES CORPORATION
Office #1: 14201 Dallas Parkway International Plaza, Dallas, TX 75254Office #2: 14201 Dallas Parkway International Plaza, Dallas, TX 75254December 20, 2019 - March 24, 2021
RBC CAPITAL MARKETS, LLC
April 18, 2017 - August 1, 2018
JEFFERIES LLC
October 1, 2008 - August 24, 2015
J.P. MORGAN SECURITIES LLC
September 3, 2003 - October 1, 2008
J.P. MORGAN SECURITIES INC.
July 17, 1998 - August 28, 2003
BANC ONE CAPITAL MARKETS, INC.
March 20, 1990 - February 27, 1995
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/9/2021)
(4/9/2021)
(4/12/2024)
(1/17/2024)
(12/14/2023)
(4/12/2024)
(1/31/2024)
(4/12/2024)
(4/12/2024)
(4/12/2024)
(4/12/2024)
(12/15/2023)
(4/12/2024)
(4/9/2021)
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
USP SECURITIES CORPORATION
CRD#: 47725 / SEC#: , 8-51883
Contact information
FINRA licenses (28 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
USP SECURITIES CORPORATION
CRD#: 47725Dallas, TX 75254TRUST BUT VERIFY
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