Daniel J. Russell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Jude Russell, who also goes by Daniel J Russell, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1989. Daniel had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2003 - August 18, 2003
HIGH MARK SECURITIES, INC.
October 4, 2002 - February 19, 2003
MML INVESTORS SERVICES, LLC
January 16, 2002 - February 28, 2002
MONY SECURITIES CORPORATION
August 3, 1999 - October 9, 2000
BOLTON GLOBAL CAPITAL
October 6, 1997 - September 1, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 25, 1991 - October 13, 1997
B. C. ZIEGLER AND COMPANY
October 5, 1989 - December 5, 1989
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HIGH MARK SECURITIES, INC.
CRD#: 42467 / SEC#: , 8-49858
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
