Jonathan W. Fitzgerald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Walsh Fitzgerald was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1990. Jonathan had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2009 - February 6, 2012
CREATIS CAPITAL LLC
October 9, 2007 - May 29, 2009
MORGAN JOSEPH TRIARTISAN LLC
December 16, 2004 - February 24, 2006
CASCADIA CAPITAL, LLC
January 9, 2003 - June 2, 2004
COMMERZ MARKETS LLC
March 4, 2002 - January 6, 2003
DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.
February 18, 2000 - August 23, 2001
J.P. MORGAN SECURITIES LLC
July 21, 1997 - October 6, 1998
CREDIT SUISSE SECURITIES (USA) LLC
February 7, 1990 - August 13, 1993
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CREATIS CAPITAL LLC
CRD#: 131986 / SEC#: , 8-66533
Contact information
FINRA licenses (6 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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