Ronald J. Geiger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald James Geiger was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1989. Ronald had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2008 - August 28, 2018
FELTL & COMPANY
April 2, 2008 - June 30, 2008
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 12, 2001 - June 30, 2008
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 1, 2001 - April 16, 2001
MILLER JOHNSON STEICHEN KINNARD, INC.
July 2, 1997 - January 1, 2001
MJK CLEARING, INC.
June 29, 1993 - July 2, 1997
COLLIERS SECURITIES LLC
August 21, 1990 - June 29, 1993
JOHN G. KINNARD AND COMPANY, INCORPORATED
April 17, 1990 - August 23, 1990
HAYNE, MILLER FINANCIAL, INC.
January 2, 1990 - April 25, 1990
BLINDER, ROBINSON & CO., INC.
December 19, 1989 - January 2, 1990
AMERICAN CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FELTL & COMPANY
CRD#: 6905 / SEC#: 801-68779, 8-18435
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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