Douglas L. Wolfe

SADDLE RIVER CAPITAL MANAGEMENT

Wyckoff, NJ

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CRD#: 1990382

Professional summary

Douglas Landman Wolfe is a registered financial advisor currently at SADDLE RIVER CAPITAL MANAGEMENT, LLC located in Wyckoff, New Jersey.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Douglas has worked at 6 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance - Provided to those clients who request it.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Landman Wolfe's CRS (Customer Relationship Summary).

U.S. WEALTH ADVISORS, LLC.

CRD#: 126924

WYCKOFF, NJ

Past

March 26, 2008 - March 2, 2009

MADISON PROPRIETARY TRADING GROUP, LLC

CRD#: 139818

NEW YORK, NY

Past

December 16, 2004 - April 21, 2008

SADDLE RIVER CAPITAL MANAGEMENT, LLC

RIA

CRD#: 128909

RIDGEWOOD, NJ

Past

October 7, 1993 - February 20, 2004

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 19, 1989 - August 17, 1993

ASIEL & CO. LLC

CRD#: 1112

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/26/2018)

IAR

Pennsylvania
(8/7/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/10/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 5/5/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/16/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/10/2001

General Securities Principal Examination

Current Firm

SADDLE RIVER CAPITAL MANAGEMENT, LLC

SADDLE RIVER CAPITAL MANAGEMENT, LLC | WOLFE FINANCIAL PLANNING, LLP | SADDLE RIVER CAPITAL MANAGEMENT, LLP

CRD#: 128909 / SEC#:

New Jersey

Registered Investment Advisory firm - (1/26/2018 Approved)

New York

Registered Investment Advisory firm - (1/16/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/7/2018 Approved)

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Contact information

Main Address

Wyckoff, NJ

Mailing Address

Po Box 635, Saddle River, NJ 07458

Phone number

(201) 497-5930

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	82
AUM (Assets Under Management)	$ 17,370,744

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas L. Wolfe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Landman Wolfe's CRS (Customer Relationship Summary).

Certified licenses

Experience

SADDLE RIVER CAPITAL MANAGEMENT, LLC

SADDLE RIVER CAPITAL MANAGEMENT, LLC

U.S. FINANCIAL ADVISORS

U.S. WEALTH ADVISORS, LLC.

MADISON PROPRIETARY TRADING GROUP, LLC

SADDLE RIVER CAPITAL MANAGEMENT, LLC

CITIGROUP GLOBAL MARKETS INC.

ASIEL & CO. LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/2004

Series 63

Date: 10/10/1989

Series 55

Date: 5/5/1999

Series 7

Date: 9/16/1989

Series 24

Date: 11/10/2001

Current Firm

SADDLE RIVER CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SADDLE RIVER CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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