Paul C. Urbano
Professional summary
Paul Charles Urbano, who also goes by Paul C Urbano, Paul Urbano, is a registered financial professional currently at AMERITAS INVESTMENT COMPANY, LLC located in Las Vegas, Nevada.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1989. Paul has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Charles Urbano's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2024 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 9960 W Cheyenne Ave Ste 210, Las Vegas, NV 89129November 29, 2017 - June 10, 2024
FIRST HEARTLAND CAPITAL, INC.
March 25, 2017 - October 31, 2017
MML INVESTORS SERVICES, LLC
December 21, 1989 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
December 21, 1989 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2024)
Exams
FINRA
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
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