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Christopher Michael Rubin

VENDOME CAPITAL MANAGEMENT
TIBURON, CA
·CRD# 1990345·31 years registered

Professional Summary

Christopher Michael Rubin, who also goes by Chris Rubin, is a registered financial advisor currently at VENDOME CAPITAL MANAGEMENT LLC located in Tiburon, California. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Christopher has worked at 12 firms and has passed the Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Rubin

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years registered in the securities industry

Current & Past Employments

Current

VENDOME CAPITAL MANAGEMENT LLCCurrent·CRD# 307514
RIA
Tiburon, CA
November 4, 2020 - Present

Past

ADVANCED EQUITIES, INC.Past·CRD# 35545
BD
San Francisco, CA
November 4, 2008 - May 5, 2009
DU PASQUIER & CO., INC.Past·CRD# 24750
BD
Paris
February 11, 2008 - September 17, 2008
OPPENHEIMER & CO. INC.Past·CRD# 249
BD
San Francisco, CA
September 18, 2007 - February 19, 2008
STERNE, AGEE & LEACH, INC.Past·CRD# 791
BD
San Francisco, CA
August 22, 2006 - March 8, 2007
HOEFER & ARNETT, INCORPORATEDPast·CRD# 10883
BD
San Francisco, CA
September 22, 2005 - August 30, 2006
STONE & YOUNGBERG LLCPast·CRD# 795
BD
San Francisco, CA
March 14, 2003 - September 22, 2005
PIPER SANDLER & CO.Past·CRD# 665
BD
Minneapolis, MN
June 10, 1997 - July 7, 1998
GRUNTAL & CO., L.L.C.Past·CRD# 372
BD
New York, NY
January 28, 1992 - June 30, 1997
CHARLES SCHWAB & CO., INC.Past·CRD# 5393
BD
Westlake, TX
March 28, 1991 - July 16, 1991
J.P. MORGAN SECURITIES LLCPast·CRD# 79
BD
New York, NY
May 10, 1990 - June 19, 1990
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
New York, NY
September 21, 1989 - March 12, 1990

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Current Firm

VC
VENDOME CAPITAL MANAGEMENT LLC

VENDOME CAPITAL MANAGEMENT LLC

CRD#: 307514
California
Registered Investment Advisory firm - California (11/3/2020 Approved)

Contact Information

Main Address

Tiburon, CA

Mailing Address

3053 Fillmore Street #108, San Francisco, CA 94123

Phone Number

(415) 867-0369

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

1

AUM (Assets Under Management)

$50,000,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Vendome Asset Management, LTD; business is investment related; 612 Sand Hill Cir, Menlo Park, CA 94025; sole member; 08/2009; trading investments for a specific family office. 2) St Honore Investments, LLC; business is investment related; 612 Sand Hill Cir Menlo Park, CA 94025; sole member; 08/2009; trading investments for a specific family office.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(11/4/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2003About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 2003About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Rubin's CRS (Customer Relationship Summary).

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