Christopher M. Rubin
Professional summary
Christopher Michael Rubin, who also goes by Chris Rubin, is a registered financial advisor currently at VENDOME CAPITAL MANAGEMENT LLC located in Tiburon, California.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Christopher has worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Michael Rubin's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2020 - Present
VENDOME CAPITAL MANAGEMENT LLC
November 4, 2008 - May 5, 2009
ADVANCED EQUITIES, INC.
February 11, 2008 - September 17, 2008
DU PASQUIER & CO., INC.
September 18, 2007 - February 19, 2008
OPPENHEIMER & CO. INC.
August 22, 2006 - March 8, 2007
STERNE, AGEE & LEACH, INC.
September 22, 2005 - August 30, 2006
HOEFER & ARNETT, INCORPORATED
March 14, 2003 - September 22, 2005
STONE & YOUNGBERG LLC
June 10, 1997 - July 7, 1998
PIPER SANDLER & CO.
January 28, 1992 - June 30, 1997
GRUNTAL & CO., L.L.C.
March 28, 1991 - July 16, 1991
CHARLES SCHWAB & CO., INC.
May 10, 1990 - June 19, 1990
J.P. MORGAN SECURITIES LLC
September 21, 1989 - March 12, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/4/2020)
Exams
Current Firm
VENDOME CAPITAL MANAGEMENT LLC
CRD#: 307514 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 50,000,000 |
Red Flags
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