Michael L. Crifasi

CEI FINANCIAL PLANNING

Milton, GA

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CRD#: 1990275

Professional summary

Michael Lee Crifasi, who also goes by Michael L Crifasi, Mike Crifasi, is a registered financial advisor currently at CEI FINANCIAL PLANNING located in Milton, Georgia.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Michael has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael L Crifasi | Mike Crifasi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CRIFASI ENTERPRISES, INC DBA CEI FINANCIAL PLANNING, 14792 HOPEWELL RD, MILTON, GA, INVESTMENT RELATED, FINANCIAL PLANNING, PRESIDENT, PAID BY FEE INCOME, 40 HOURS/MONTH INCLUDING ALL TRADING HOURS, SINCE 1981. 2) CEI FINANCIAL PLANNING, INVESTMENT RELATED, PRESIDENT AND INVESTMENT ADVISOR, PAID THROUGH FEES, ALL TRADING HOURS/MONTH, SINCE 1982. 3) FIXED INSURANCE SALES - 14792 HOPEWELL RD, MILTON, GA 30004; FIXED INSURANCE: HEALTH, LTC, DISABILITY, LIFE, AND FIXED ANNUITIES; NON INVESTMENT RELATED; AGENT; SALES; 5% OF TIME SPENT 4) JMC PROPERTIES, NON-INVESTMENT RELATED, PRESIDENT, DAY TO DAY MANAGEMENT OF PROPERTIES, SALARIED, 320 HOURS/MONTH WITH 300 TRADING HOURS/MONTH, SINCE 1985. 5) MICHAEL L CRIFASI, NOT INVESTMENT RELATED, PERSONAL RENTAL PROPERTIES, OWNER/LANDLORD, 15 TO 20 HOURS/MONTH WHICH INCLUDES 5 TO 10 TRADING HOURS, SINCE 1980. 6) THE MATTHEW S LIPMAN MAY 1, 2006 TRUST, TB LEONARD, TTE, 27 WOODCREST AVE, SHORT HILLS, NJ, TRUSTEE, INVESTMENT RELATED, MANAGE TRUST, PAID BY 1% EOY BALANCE, 5 TO 8 HOURS/MONTH WHICH ARE ALL TRADING HOURS., SINCE 2013. 7) RENTAL PROPERTY; REAL ESTATE RENTAL; NON INVESTMENT RELATED; OWNER - SPOUSE; MANAGE PROPERTY; 10% OF TIME SPENT 8) FUEL CELL TECHNOLOGY, INC. (FCET) - 1370 UNION HILL INDUSTRIAL CT., STE. F ALPHARETTA, GA 30004; PROPRIETARY SOLID STATE FUEL CELL; NON INVESTMENT RELATED; CORPORATE ADVISOR; PROVIDE POLITICAL AND OTHER ADVICE AS NEEDED; 5% OF TIME SPENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Lee Crifasi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2003 - Present

CEI FINANCIAL PLANNING

RIA

CRD#: 126470

Milton, GA

Past

January 26, 2015 - August 2, 2017

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

MILTON, GA

Past

October 15, 2014 - December 31, 2017

KOVACK SECURITIES INC.

CRD#: 44848

Milton, GA

Past

September 22, 2008 - December 31, 2014

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

RIA

CRD#: 143384

MILTON, GA

Past

September 11, 2008 - October 15, 2014

RESOURCE HORIZONS GROUP LLC

CRD#: 104368

MILTON, GA

Past

March 4, 2008 - September 25, 2008

WOODSTOCK FINANCIAL GROUP, INC.

RIA

CRD#: 38095

ATLANTA, GA

Past

February 15, 2008 - February 19, 2008

WOODSTOCK FINANCIAL GROUP, INC.

RIA

CRD#: 38095

ATLANTA, GA

Past

February 15, 2008 - September 25, 2008

WOODSTOCK FINANCIAL GROUP, INC.

CRD#: 38095

ATLANTA, GA

Past

March 6, 1991 - March 3, 2008

OSAIC FS, INC.

CRD#: 3870

ATLANTA, GA

Past

December 5, 1989 - March 27, 1991

SMITH, BROWN & GROOVER, INC.

CRD#: 1329

MACON, GA

Past

September 21, 1989 - July 6, 1990

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(4/30/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/15/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/13/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/16/1989

General Securities Representative Examination

Current Firm

CEI FINANCIAL PLANNING

CEI FINANCIAL PLANNING | CRIFASI ENTERPRISES, INC.

CRD#: 126470 / SEC#:

Georgia

Registered Investment Advisory firm - (5/22/1992 Approved)

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Contact information

Main Address

Milton, GA

Mailing Address

Phone number

(404) 255-7740

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 9,942,968

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael L. Crifasi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Lee Crifasi's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

RESOURCE HORIZONS GROUP LLC

WOODSTOCK FINANCIAL GROUP, INC.

WOODSTOCK FINANCIAL GROUP, INC.

WOODSTOCK FINANCIAL GROUP, INC.

OSAIC FS, INC.

SMITH, BROWN & GROOVER, INC.

HIMCO DISTRIBUTION SERVICES COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 5/15/1992

Series 63

Date: 10/13/1989

SIE

Date: 12/31/2017

Series 7

Date: 9/16/1989

Current Firm

CEI FINANCIAL PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CEI FINANCIAL PLANNING

TRUST BUT VERIFY

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