AL

Andrew P. Loechl

EAGLE HARBOR ASSET MANAGEMENT
SEATTLE, WA 98104
Some features on this profile are disabled
CRD#: 1990122
AL

Professional summary


Andrew Patrick Loechl, who also goes by Andrew P Loechl, is a registered financial advisor currently at EAGLE HARBOR ASSET MANAGEMENT, INC. located in Seattle, Washington and TURLOFF FINANCIAL CONSULTING INC. located in Seattle, Washington.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Andrew has worked at 5 firms and has passed the Series 63, Series 6, Series 3 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Andrew P Loechl

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Andrew Patrick Loechl's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 9, 2000 - Present

EAGLE HARBOR ASSET MANAGEMENT, INC.

Office #1: 800 Fifth Avenue #4100 Suite 4100, Seattle, WA 98104
RIA
CRD#: 108089
SEATTLE, WA
Current

March 21, 2011 - Present

TURLOFF FINANCIAL CONSULTING INC.

Office #1: 800 5th Ave Suite 4100, Seattle, WA 98104
RIA
CRD#: 117465
SEATTLE, WA
Past

April 1, 1996 - September 5, 1996

U.S. BANCORP ADVISORS, LLC

BD
CRD#: 14455
ST. PAUL, MN
Past

April 27, 1994 - April 1, 1996

BANCAL INVESTMENT SERVICES, INC.

BD
CRD#: 17122
Past

November 21, 1989 - March 23, 1990

BNP PARIBAS PRIME BROKERAGE, INC.

BD
CRD#: 24962
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EH
EAGLE HARBOR ASSET MANAGEMENT, INC.
EAGLE HARBOR ASSET MANAGEMENT INC | EAGLE HARBOR ASSET MANAGEMENT, INC.

CRD#: 108089 / SEC#: 801-121335

RIA
Registered Investment Advisory firm - (5/28/2021 Approved)
Washington
Registered Investment Advisory firm - (7/8/2021 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(8/9/2000)

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


EH
EAGLE HARBOR ASSET MANAGEMENT, INC.
EAGLE HARBOR ASSET MANAGEMENT INC | EAGLE HARBOR ASSET MANAGEMENT, INC.

CRD#: 108089 / SEC#: 801-121335

RIA
Registered Investment Advisory firm - (5/28/2021 Approved)
Washington
Registered Investment Advisory firm - (7/8/2021 Terminated)
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Contact information


Main Address
Bainbridge Is, WA
Mailing Address
701 Fifth Avenue #4200, Seattle, WA 98104
Phone number
(206) 300-1423
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (1 States and Territories)


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Regulatory assets under management


Total Number of Accounts203
AUM (Assets Under Management)$ 160,927,748

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EAGLE HARBOR ASSET MANAGEMENT, INC.

CRD#: 108089Seattle, WA 98104

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