Bobby J. Taylor Jr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bobby Joe Taylor Jr JR, who also goes by Bobby Joe Taylor Jr, Bobby Joe Taylor, Joe Taylor, Joey Taylor Jr, was a registered financial professional .
Bobby is a previously registered financial professional and started their career in finance in 1989. Bobby had worked at 3 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Core Areas of Focus
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2006 - May 12, 2025
OAK STREET ADVISORS
October 28, 2005 - December 1, 2005
MORGAN STANLEY DW INC.
August 20, 1999 - December 1, 2005
MORGAN STANLEY DW INC.
October 25, 1989 - July 27, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OAK STREET ADVISORS
CRD#: 139400 / SEC#: 801-135703
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 547 |
| AUM (Assets Under Management) | $ 126,212,626 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
