Jeanne M. Schults
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeanne Marie Schults, who also goes by Jeanne Marie Houghton, was a registered financial professional .
Jeanne is a previously registered financial professional and started their career in finance in 1989. Jeanne had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2016 - July 24, 2018
EDELMAN FINANCIAL SERVICES, LLC
April 22, 2016 - July 24, 2018
RETIREONE INVESTMENT SERVICES, LLC
January 5, 2015 - April 22, 2016
SANDERS MORRIS LLC
June 30, 1992 - December 18, 2014
COMERICA SECURITIES
November 9, 1989 - June 30, 1992
COMERICA BROKERS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 3/10/2005
Limited Representative-Equity Trader ExamCurrent Firm
EDELMAN FINANCIAL SERVICES, LLC
CRD#: 113299 / SEC#: 801-64567
Contact information
Red Flags
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