Edward Moinat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Moinat, who also goes by Ed Moinat, Eddie Moinat, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1989. Edward had worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 1999 - March 12, 1999
CENTEX SECURITIES, INCORPORATED
November 19, 1998 - February 3, 1999
STOCKTON EQUITIES GROUP
April 17, 1995 - December 6, 1996
GLOBAL CAPITAL SECURITIES CORPORATION
January 26, 1995 - March 22, 1995
A. T. BROD & CO. INC.
June 16, 1994 - October 18, 1994
MONACO SECURITIES, INC.
April 12, 1994 - May 20, 1994
FIRST AFFILIATED SECURITIES
June 25, 1993 - January 1, 1994
PACIFIC CORTEZ SECURITIES INCORPORATED
March 16, 1993 - August 17, 1993
G.R. STUART & COMPANY, INC.
February 2, 1993 - July 6, 1993
LAM WAGNER, INC.
June 18, 1992 - March 16, 1993
FINANCIAL SECURITIES NETWORK,INC.
January 27, 1992 - February 19, 1992
CENTEX SECURITIES, INCORPORATED
November 21, 1990 - December 20, 1991
H.J. MEYERS & CO., INC.
October 25, 1989 - February 1, 1991
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTEX SECURITIES, INCORPORATED
CRD#: 18493 / SEC#: , 8-43569
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BIDDICK, BRUCE ALAN | CHIEF EXECUTIVE OFFICER | 1124697 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
