Gerald C. Gonzalez
Professional summary
Gerald Costante Gonzalez was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gerald is a previously registered financial advisor and started their career in finance in 1990. Prior to being barred, Gerald had worked at 4 firms, which includes VESTPOINT SECURITIES INC., TRANSAMERICA FINANCIAL ADVISORS LLC, ROBERT W. BAIRD & CO. INCORPORATED, CITIGROUP GLOBAL MARKETS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2004 - August 10, 2005
VESTPOINT SECURITIES, INC.
July 23, 1998 - November 18, 2002
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 16, 1998 - November 18, 2002
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 23, 1993 - January 19, 1995
ROBERT W. BAIRD & CO. INCORPORATED
July 9, 1990 - August 10, 1993
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
VESTPOINT SECURITIES, INC.
CRD#: 27260 / SEC#: , 8-42965
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
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