Sean P. Gross

TELOS WEALTH

Wenatchee, WA 98801

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CRD#: 1989584

Professional summary

Sean Paul Gross, AIF®, CFP® is a registered financial advisor currently at TELOS WEALTH located in Wenatchee, Washington.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Sean has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Managing Member and Co-Owner, Telos Real Estate Holdings, LLC, a private entity established to own and manage a commercial office property located at 656 N. Miller St., Wenatchee, WA 98801; As of 07/02/2018; Approximately 5% time spent during securities trading hours per month; Conducted at branch location; Investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Paul Gross's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

March 11, 2024 - Present

TELOS WEALTH

Office #1: 656 N. Miller St., Wenatchee, WA 98801

RIA

CRD#: 327439

Wenatchee, WA

Past

March 30, 2007 - April 16, 2024

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

WENATCHEE, WA

Past

March 30, 2007 - April 16, 2024

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WENATCHEE, WA

Past

November 6, 2006 - April 3, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

WENTCHEE, WA

Past

January 4, 1999 - April 3, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

WENTCHEE, WA

Past

April 8, 1998 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

September 3, 1997 - March 26, 1998

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SAINT PAUL, MN

Past

April 29, 1996 - September 3, 1997

U.S. BANCORP SECURITIES

CRD#: 17439

PORTLAND, OR

Past

December 15, 1995 - April 30, 1996

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

October 26, 1989 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

October 26, 1989 - December 23, 1993

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(3/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/17/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/4/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/24/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/16/1996

General Securities Principal Examination

Current Firm

TELOS WEALTH

TELOS WEALTH | TELOS WEALTH MANAGEMENT, LLC

CRD#: 327439 / SEC#:

Washington

Registered Investment Advisory firm - (3/11/2024 Approved)

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Contact information

Main Address

656 N. Miller St., Wenatchee, WA 98801

Mailing Address

Phone number

(509) 664-8844

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 74,579,326

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sean P. Gross

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Paul Gross's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP SECURITIES

INVESTORS CAPITAL CORP.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/17/1999

Series 63

Date: 12/4/1990

SIE

Date: 10/1/2018

Series 7

Date: 8/20/1996

Series 6

Date: 10/24/1989

Series 24

Date: 10/16/1996

Current Firm

TELOS WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TELOS WEALTH

TRUST BUT VERIFY

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