Mitchell A. Haber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mitchell Alec Haber, who also goes by Mitchell A Haber, was a registered financial professional .
Mitchell is a previously registered financial professional and started their career in finance in 1989. Mitchell had worked at 6 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2022 - September 2, 2025
VOYA FINANCIAL PARTNERS, LLC
August 11, 2009 - September 6, 2022
ONEAMERICA SECURITIES, INC.
September 6, 2002 - May 15, 2009
MML INVESTORS SERVICES, LLC
December 16, 1998 - December 10, 2001
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
January 21, 1992 - February 28, 1997
LINCOLN FINANCIAL DISTRIBUTORS, INC.
November 22, 1989 - December 31, 1991
CIGNA CAPITAL BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
