Lewis M. Mcconnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lewis Manning Mcconnell, who also goes by Lewis Manninig Mcconnell, was a registered financial professional .
Lewis is a previously registered financial professional and started their career in finance in 1989. Lewis had worked at 3 firms and has passed the Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2002 - June 5, 2002
VERITRUST FINANCIAL, LLC
November 15, 1990 - April 22, 2002
ARAGON FINANCIAL SERVICES, INC.
January 22, 1990 - December 5, 1990
FIRST LAUDERDALE SECURITIES, INC.
September 26, 1989 - January 16, 1990
ARAGON FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VERITRUST FINANCIAL, LLC
CRD#: 106594 / SEC#: 801-71237, 8-53006
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
