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AM

Annette M. Marshall

GLOBALT INVESTMENTS
Atlanta, GA 30339
Some features on this profile are disabled
CRD#: 1989429
AM

Professional summary

Annette Michelle Marshall, who also goes by Annette M Hornsby, Annette Michelle Hornsby, is a registered financial advisor currently at GLOBALT INVESTMENTS located in Atlanta, Georgia.

Annette is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Annette has worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Annette M Hornsby | Annette Michelle Hornsby

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Annette Michelle Marshall's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 20, 2023 - Present

GLOBALT INVESTMENTS

Office #1: 3200 Windy Hill Road, Se Suite 1550e, Atlanta, GA 30339
RIA
CRD#: 328039
Atlanta, GA
Past

November 1, 2021 - December 11, 2023

GLOBALT INVESTMENTS

RIA
CRD#: 168405
ATLANTA, GA
Past

October 21, 2019 - November 3, 2021

TRIAD ADVISORS LLC

RIA
CRD#: 25803
NORCROSS, GA
Past

October 8, 2007 - August 21, 2012

JACKSON SECURITIES LLC

BD
CRD#: 19897
ATLANTA, GA
Past

February 6, 2006 - July 28, 2016

HERNDON CAPITAL MANAGEMENT, LLC

RIA
CRD#: 113538
ATLANTA, GA
Past

August 30, 2005 - December 5, 2005

MAGNA

BD
CRD#: 30935
NEW YORK CITY, NY
Past

February 4, 2003 - August 27, 2003

THE MALACHI GROUP, INC.

BD
CRD#: 42320
ATLANTA, GA
Past

April 16, 1998 - February 7, 2003

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

January 3, 1996 - February 1, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

March 17, 1994 - July 3, 1995

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GI
GLOBALT INVESTMENTS
GLOBALT INVESTMENTS | GLOBALT INVESTMENTS LLC

CRD#: 328039 / SEC#: 801-129022

RIA
Registered Investment Advisory firm - (11/6/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(11/20/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/10/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/23/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/16/1994
General Securities Representative Examination

Current Firm

GI
GLOBALT INVESTMENTS
GLOBALT INVESTMENTS | GLOBALT INVESTMENTS LLC

CRD#: 328039 / SEC#: 801-129022

RIA
Registered Investment Advisory firm - (11/6/2023 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
3200 Windy Hill Road, Se Suite 1550e, Atlanta, GA 30339
Mailing Address
Phone number
(404) 364-2188
Established
Firm type
Fiscal year end
# of Employees
18

SEC notice filing (25 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV 2A - 2025.07.01 (11/6/2025)

Regulatory assets under management

Total Number of Accounts3,521
AUM (Assets Under Management)$ 2,809,985,493

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GLOBALT INVESTMENTS

CRD#: 328039Atlanta, GA 30339

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