AM
Annette M. Marshall
GLOBALT INVESTMENTS
Atlanta, GA 30339
Some features on this profile are disabled
CRD#: 1989429
AM
Professional summary
Annette Michelle Marshall, who also goes by Annette M Hornsby, Annette Michelle Hornsby, is a registered financial advisor currently at GLOBALT INVESTMENTS located in Atlanta, Georgia.
Annette is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Annette has worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Annette M Hornsby | Annette Michelle Hornsby
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)UFAB Moms LLC | START 12/2016 | 1029 PEACHTREE PKWY NORTH, SUITE 229, PEACHTREE CITY, GA 30269 | PARTNER | NOT INVESTMENT RELATED | 8 HRS/MO, 0 DURING TRADING | NO COMPENSATION | CO-OWNER OF THE BUSINESS. MY PARTNER AND I HAVE A FEW IDEAS FOR RETAIL PRODUCTS. WE HAVE TWO OF THEM PATENTED, ONE ALSO TRADEMARKED. ONLY ONE HAS BEEN PRODUCED SO FAR, BOTTLE BUTTONS. THIS PRODUCT IS DESIGNED TO SIT ON TOP OF A STANDARD BEVERAGE BOTTLE TO DISTINGUISH YOUR BOTTLE FROM SOMEONE ELSE'S. 2) JACK AND JILL OF AMERICA - ATLANTA CHAPTER | JUNE 2012 | PO BOX 79013, ATLANTA, GA 30357 | NON-PROFIT | ASSISTANT FINANCIAL SECRETARY AND MOTHER MEMBER | NOT INVESTMENT RELATED | 12 HRS/MO, 0 DURING TRADING | NO COMPENSATION | AS ASSISTANT FINANCIAL SECRETARY, I SUPPORT AND BACK UP THE CHAPTERS FINANCIAL SECRETARY AND TREASURER. I ASSIST ON DIFFERENT COMMITTEES SUCH AS MEMBERSHIP AND FUNDRAISING. AS A MOTHER MEMEBER I WORK WITH OTHER MOMS WITH CHILDREN IN THE SAME GRADE AS MY 2 CHILDREN TO COME UP WITH LEADERSHIP BASED, EDUCATIONAL, AND FUN MONTHLY ACTIVITIES FOR OUR CHILDREN. 3) PLANET MARKETING/INTELETRAVEL |START NOV. 2016 | 777 EAST ATLANTIC AVE SUITE 300, DELRAY BEACH, FL 33483 | INDEPENDENT TRAVEL AGENCY OWNER, AGENT | NOT INVESTMENT RELATED | 1 HR/MO, 0 DURING TRADING | COMMISSION FROM COMPANY, PLUS DISCOUNTS ON TRAVEL RELATED COMPONENTS (I.E. HOTELS, VACATION PACKAGES, RENTAL CARS, ETC.)| MAKE TRAVEL ARRANGEMENTS FOR FAMILY AND FRIENDS 4) ATLANTA SUBURBAN ALUMNAE CHAPTER OF DELTA SIGMA THETA | START APRIL 2018 | PO BO 311199, ATLANTA, GA 31131 | NON-PROFIT - CHAPTER MEMBER NOT INVESTMENT RELATED | 5/7 HRS/MO, 0 DURING TRADING | NO COMPENSATION | PARTICIPATE IN COMMUNITY SERVICE AND FUNDRAISING EFFORTS OF THE CHAPTER.
CRS (Client Relationship Summary) - RIA
Click below to view Annette Michelle Marshall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 20, 2023 - Present
GLOBALT INVESTMENTS
Office #1: 3200 Windy Hill Road, Se Suite 1550e, Atlanta, GA 30339RIA
CRD#: 328039
Atlanta, GA
Past
November 1, 2021 - December 11, 2023
GLOBALT INVESTMENTS
RIA
CRD#: 168405
ATLANTA, GA
Past
October 21, 2019 - November 3, 2021
TRIAD ADVISORS LLC
RIA
CRD#: 25803
NORCROSS, GA
Past
October 8, 2007 - August 21, 2012
JACKSON SECURITIES LLC
BD
CRD#: 19897
ATLANTA, GA
Past
February 6, 2006 - July 28, 2016
HERNDON CAPITAL MANAGEMENT, LLC
RIA
CRD#: 113538
ATLANTA, GA
Past
August 30, 2005 - December 5, 2005
MAGNA
BD
CRD#: 30935
NEW YORK CITY, NY
Past
February 4, 2003 - August 27, 2003
THE MALACHI GROUP, INC.
BD
CRD#: 42320
ATLANTA, GA
Past
April 16, 1998 - February 7, 2003
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
January 3, 1996 - February 1, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
March 17, 1994 - July 3, 1995
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GI
GLOBALT INVESTMENTS
GLOBALT INVESTMENTS | GLOBALT INVESTMENTS LLC
CRD#: 328039 / SEC#: 801-129022
RIA
Registered Investment Advisory firm - (11/6/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(11/20/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
GI
GLOBALT INVESTMENTS
GLOBALT INVESTMENTS | GLOBALT INVESTMENTS LLC
CRD#: 328039 / SEC#: 801-129022
RIA
Registered Investment Advisory firm - (11/6/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3200 Windy Hill Road, Se Suite 1550e, Atlanta, GA 30339
Mailing Address
Phone number
(404) 364-2188
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,521 |
| AUM (Assets Under Management) | $ 2,809,985,493 |
Red Flags
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