Ashish M. Yagnik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ashish M Yagnik, who also goes by Ash Yagnik, Ashish Yagnik, was a registered financial professional .
Ashish is a previously registered financial professional and started their career in finance in 1989. Ashish had worked at 7 firms and has passed the Series 65, Series 66, Series 63, Series 7, SIE and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2022 - December 31, 2025
BLUE SKY GLOBAL ADVISORS, LLC
January 11, 2000 - July 13, 2000
MONTROSE CAPITAL MANAGEMENT LTD.
August 16, 1996 - January 18, 2000
PRIME CHARTER LTD.
July 21, 1995 - October 14, 1996
JOSEPHTHAL & CO., INC.
December 23, 1994 - July 24, 1995
JWGENESIS SECURITIES, INC.
July 15, 1994 - January 20, 1995
PRUDENTIAL EQUITY GROUP, LLC
February 8, 1991 - July 29, 1994
JOSEPHTHAL & CO., INC.
November 21, 1989 - November 25, 1991
BLUESTONE CAPITAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BLUE SKY GLOBAL ADVISORS, LLC
CRD#: 310685 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 65,000 |
Red Flags
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