LR
Leo V. Reichle
SUNBELT SECURITIES
Houston, TX 77056
Some features on this profile are disabled
CRD#: 1989331
LR
Professional summary
Leo Vinson Reichle, who also goes by Leo Reichle, is a registered financial advisor currently at SUNBELT SECURITIES, INC. located in Houston, Texas.
Leo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Leo has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Leo Reichle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) K-Solv Group LLC (OBA): Not investment related. 952 Echo Ln, Houston, TX 77024. Refined products, fuel & chemical distribution. Client referrals. No relationship. Start: 08/05/2025. 5 hours a week, none during trading hours. 2) Texas Children's Cancer Center (OBA): Not investment related. 6701 Fannin St Ste 1400, Houston, TX 77030. Charity. Board member. No relationship. Start: 10/2016. Less than 1 hour a week, none during trading hours. 3) Fore The Cure (OBA): Not investment related. 10824 Brittmoore Oaks Pl, Houston, TX 77043. Charity. Board of directors, President. No relationship. Start: 12/18/2014. Less than 1 hour a week, none during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Leo Vinson Reichle's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Leo Vinson Reichle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 21, 2025 - Present
SUNBELT SECURITIES, INC.
Office #1: 2700 Post Oak Blvd Ste 1700, Houston, TX 77056RIA
BD
CRD#: 42180
Houston, TX
Current
July 21, 2025 - Present
SUNBELT SECURITIES, INC.
Office #1: 2700 Post Oak Blvd Ste 1700, Houston, TX 77056RIA
BD
CRD#: 42180
Houston, TX
Past
October 25, 2018 - August 1, 2025
OPPENHEIMER & CO. INC.
RIA
CRD#: 249
THE WOODLANDS, TX
Past
October 25, 2018 - August 1, 2025
OPPENHEIMER & CO. INC.
BD
CRD#: 249
THE WOODLANDS, TX
Past
February 26, 2016 - November 26, 2018
MOMENTUM INDEPENDENT NETWORK INC.
RIA
CRD#: 17587
Houston, TX
Past
February 26, 2016 - November 26, 2018
MOMENTUM INDEPENDENT NETWORK INC.
BD
CRD#: 17587
Houston, TX
Past
November 20, 2002 - July 8, 2003
PARTNERS ADVISORS
RIA
CRD#: 121122
HOUSTON, TX
Past
August 16, 2002 - March 8, 2016
STIFEL INDEPENDENT ADVISORS, LLC
RIA
CRD#: 28218
HOUSTON, TX
Past
August 16, 2002 - March 8, 2016
STIFEL INDEPENDENT ADVISORS, LLC
BD
CRD#: 28218
HOUSTON, TX
Past
June 16, 2000 - August 22, 2002
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Past
June 18, 1998 - June 28, 2000
J.C. BRADFORD & CO.
BD
CRD#: 1287
NEW YORK, NY
Past
February 7, 1996 - July 14, 1998
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Past
January 30, 1995 - February 15, 1996
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
September 1, 1993 - February 7, 1995
ALEX. BROWN & SONS INCORPORATED
BD
CRD#: 20
Past
June 14, 1990 - September 14, 1993
MMAR GROUP, INC.
BD
CRD#: 25329
HOUSTON, TX
Past
December 21, 1989 - May 21, 1990
MASTERSON MORELAND SAUER WHISMAN, INC.
BD
CRD#: 16815
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SUNBELT SECURITIES, INC.
SUNBELT ADVISORY SERVICES, INC. | SUNBELT SECURITIES, INC. | SUNBELT SECURITIES
CRD#: 42180 / SEC#: 801-71479, 8-49748
RIA
Registered Investment Advisory firm - SEC (6/24/2010 Approved)Kentucky
Registered Investment Advisory firm - SEC (7/16/2010 Terminated)Texas
Registered Investment Advisory firm - SEC (7/16/2010 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(7/21/2025)
IAR
Texas(7/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SUNBELT SECURITIES, INC.
SUNBELT ADVISORY SERVICES, INC. | SUNBELT SECURITIES, INC. | SUNBELT SECURITIES
CRD#: 42180 / SEC#: 801-71479, 8-49748
RIA
Registered Investment Advisory firm - SEC (6/24/2010 Approved)Kentucky
Registered Investment Advisory firm - SEC (7/16/2010 Terminated)Texas
Registered Investment Advisory firm - SEC (7/16/2010 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2700 Post Oak Blvd Ste 1700, Houston, TX 77056
Mailing Address
2700 Post Oak Blvd Ste 1700, Houston, TX 77056
Phone number
(713) 965-9510
Established
Texas since 10/20/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
68
SEC notice filing (39 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BUCKLEY, THOMAS FRANCIS | FINANCIAL OPERATIONS PRINCIPAL | 1563361 |
| MILLER, RAYMOND JOSEPH | OFFICE MANAGER/COMPLIANCE | 856248 |
| SMETEK, DAVID ANTHONY | PRESIDENT / SECRETARY | 1246996 |
| SMETEK, PATRICK JOSEPH | REGISTERED OPTIONS PRINICPAL | 1052695 |
| SMETEK, PATRICK JOSEPH | CHIEF COMPLIANCE OFFICER | 1052695 |
| YOUNG, DAGNY WRIGHT | MUNICIPAL SECURITIES PRINCIPAL | 2050615 |
Regulatory assets under management
| Total Number of Accounts | 5,355 |
| AUM (Assets Under Management) | $ 2,024,286,577 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
