James L. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Loran Anderson, who also goes by James L. Anderson, Jim Anderson, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1989. James had worked at 10 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2013 - April 4, 2022
EMERALD BLUE ADVISORS
September 18, 2012 - April 8, 2013
FORTA FINANCIAL GROUP, INC.
September 17, 2012 - April 8, 2013
FORTA FINANCIAL GROUP, INC.
June 11, 2008 - January 19, 2011
MSI FINANCIAL SERVICES, INC.
May 29, 2008 - January 19, 2011
MSI FINANCIAL SERVICES, INC.
January 26, 2006 - May 16, 2008
PARTNERVEST ADVISORY SERVICES LLC
March 30, 2005 - May 16, 2008
PARTNERVEST SECURITIES, INC.
December 16, 1999 - October 13, 2006
HOLLANDER ASSET STRATEGIES
November 10, 1995 - March 29, 2005
FINANCIAL WEST GROUP
November 23, 1993 - November 10, 1995
UNICORP FINANCIAL GROUP
June 14, 1991 - November 8, 1993
OSAIC WEALTH, INC.
November 20, 1989 - June 12, 1991
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMERALD BLUE ADVISORS
CRD#: 166113 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 356 |
| AUM (Assets Under Management) | $ 69,403,493 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
