Mark T. Melio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Thomas Melio was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1989. Mark had worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 50, Series 7, Series 14, Series 54, Series 27, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2010 - October 10, 2023
MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC
October 1, 2008 - June 3, 2009
J.P. MORGAN SECURITIES LLC
March 2, 2001 - October 1, 2008
J.P. MORGAN SECURITIES INC.
February 19, 1997 - May 1, 2001
JPMSI
October 25, 1989 - February 5, 1997
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC
CRD#: 150842 / SEC#: , 8-68303
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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