Robert A. Davenport
KPP ADVISORY SERVICES
LOUISVILLE, KY 40222
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CRD#: 1988964
Robert Alan DavenportKPP ADVISORY SERVICES
Professional summary
Robert Alan Davenport, CFP®, who also goes by Rob Davenport, is a registered financial advisor currently at KPP ADVISORY SERVICES LLC located in Louisville, Kentucky and LPL FINANCIAL LLC located in Somerset, Kentucky.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.
Aliases
Rob Davenport
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/22/2013 - KENTUCKY PLANNING PARTNERS, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - MR. DAVENPORT IS AN IAR. 2. 9/8/2014 - RAD FINANCIAL - Investment Related - At Reported Business Location(s) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - Started 08/14/2014 - 2 HOURS PER MONTH/0 HOURS DURING SECURITIES TRADING. 3. 11/2/2017 - KPP Advisory Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/02/2017 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through KPP Advisory Services LLC, an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 01/25/2018 - Kentucky Planning Partners (KPP) - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - We are wanting to start using Crump again for some of our fixed insurance cases. I would be writing this insurance in joint work cases with Andy Southworth and Ken O'Neil, both are advisors in the KPP office. They of course will submit new OBA's as well. Crump would pay KPP, then KPP would pay the advisors after we take a reasonable override of 20%. None of us are owners of Crump in any way, They are merely a large General Agency. - Start Date 01/09/2018 - 3 Hours Per Month / 0 Hours During Trading - Fixued annuities, life insurance, long term care insurance. 5. 6/2/2021 - Levinson and Associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/11/2021 - 2 Hours Per Month/1 Hour During Securities Trading - Fixed life insurance. 6. 07/29/2021 - Team Jedi Properties, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 08/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Team Jedi Properties LLC is 1/8th of Destin Sandestin Hospitality, LLC. 7. 12/5/2022 - ROKE Properties, LLC - Not Investment Related - 406 East Mt. Vernon Street Somerset, KY 42501-91 - Business Entity For Tax/Investment Purposes Only - Start Date - 12/15/2022 - 0 Hours Per Month/0 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Robert Alan Davenport's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
October 5, 2017 - Present
KPP ADVISORY SERVICES LLC
Office #1: 9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222RIA
CRD#: 289507
LOUISVILLE, KY
Current
December 1, 2006 - Present
LPL FINANCIAL LLC
Office #1: 406 E Mount Vernon St, Somerset, KY 42501Office #2: 9300 Shelbyville Rd Ste. 1310, Louisville, KY 40222-5170RIA
BD
CRD#: 6413
SOMERSET, KY
Past
December 1, 2006 - March 1, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
LOUISVILLE, KY
Past
June 1, 2005 - December 1, 2006
NEW ENGLAND SECURITIES
BD
CRD#: 615
LOUISVILLE, KY
Past
June 1, 2001 - December 31, 2002
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
LOUISVILLE, KY
Past
November 30, 1989 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
November 30, 1989 - May 31, 2005
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KPP ADVISORY SERVICES LLC
DOWDY ROY FINANCIAL | ROI FINANCIAL | MONEY411 | KPPARTNERS ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES LLC
CRD#: 289507 / SEC#: 801-111709
RIA
Registered Investment Advisory firm - (9/15/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/18/2015)
RR
Alaska(8/24/2015)
RR
Arizona(11/9/2012)
RR
Arkansas(3/20/2023)
RR
California(2/9/2009)
RR
Colorado(1/30/2012)
RR
Connecticut(1/25/2023)
RR
Delaware(1/28/2009)
RR
District of Columbia(8/23/2013)
RR
Florida(5/13/2008)
RR
Georgia(5/4/2010)
RR
Idaho(9/5/2023)
RR
Illinois(8/26/2010)
RR
Indiana(12/8/2006)
RR
Kansas(12/1/2006)
RR
Kentucky(12/1/2006)
IAR
Kentucky(10/10/2017)
RR
Louisiana(2/23/2011)
RR
Maine(12/22/2014)
RR
Maryland(5/8/2015)
RR
Massachusetts(7/17/2020)
RR
Michigan(1/31/2007)
RR
Minnesota(4/30/2008)
RR
Mississippi(4/15/2008)
RR
Missouri(1/18/2008)
RR
Montana(9/6/2022)
RR
Nevada(3/29/2022)
RR
New Hampshire(6/21/2023)
RR
New Jersey(2/14/2022)
RR
New York(8/31/2015)
RR
North Carolina(12/1/2006)
RR
Ohio(4/21/2008)
RR
Oklahoma(8/24/2015)
RR
Oregon(8/19/2022)
RR
Pennsylvania(1/5/2009)
RR
Rhode Island(7/22/2024)
RR
South Carolina(8/17/2010)
RR
Tennessee(2/27/2013)
RR
Texas(12/1/2006)
IAR
Texas(10/6/2017)
RR
Utah(9/11/2020)
RR
Vermont(4/23/2012)
RR
Virginia(2/3/2011)
RR
Washington(1/9/2020)
RR
West Virginia(5/13/2020)
RR
Wisconsin(10/5/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KPP ADVISORY SERVICES LLC
DOWDY ROY FINANCIAL | ROI FINANCIAL | MONEY411 | KPPARTNERS ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES LLC
CRD#: 289507 / SEC#: 801-111709
RIA
Registered Investment Advisory firm - (9/15/2017 Approved)Loading...
Contact information
Main Address
9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222
Mailing Address
Phone number
(502) 394-0400
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,995 |
| AUM (Assets Under Management) | $ 1,241,011,682 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KPP ADVISORY SERVICES LLC
CRD#: 289507Louisville, KY 40222TRUST BUT VERIFY
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