Robert A. Davenport
Professional summary
Robert Alan Davenport, CFP®, who also goes by Rob Davenport, is a registered financial advisor currently at KPP ADVISORY SERVICES LLC located in Louisville, Kentucky and LPL FINANCIAL LLC located in Somerset, Kentucky.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Alan Davenport's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
October 5, 2017 - Present
KPP ADVISORY SERVICES LLC
Office #1: 9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222December 1, 2006 - Present
LPL FINANCIAL LLC
Office #1: 406 E Mount Vernon St, Somerset, KY 42501Office #2: 9300 Shelbyville Rd Ste. 1310, Louisville, KY 40222-5170December 1, 2006 - March 1, 2018
LPL FINANCIAL LLC
June 1, 2005 - December 1, 2006
NEW ENGLAND SECURITIES
June 1, 2001 - December 31, 2002
EQUITABLE ADVISORS, LLC
November 30, 1989 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 30, 1989 - May 31, 2005
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
KPP ADVISORY SERVICES LLC
CRD#: 289507 / SEC#: 801-111709
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2015)
(8/24/2015)
(11/9/2012)
(3/20/2023)
(2/9/2009)
(1/30/2012)
(1/25/2023)
(1/28/2009)
(8/23/2013)
(5/13/2008)
(5/4/2010)
(9/5/2023)
(8/26/2010)
(12/8/2006)
(12/1/2006)
(12/1/2006)
(10/10/2017)
(2/23/2011)
(12/22/2014)
(5/8/2015)
(7/17/2020)
(1/31/2007)
(4/30/2008)
(4/15/2008)
(1/18/2008)
(9/6/2022)
(3/29/2022)
(6/21/2023)
(2/14/2022)
(8/31/2015)
(12/1/2006)
(4/21/2008)
(8/24/2015)
(8/19/2022)
(1/5/2009)
(7/22/2024)
(8/17/2010)
(2/27/2013)
(12/1/2006)
(10/6/2017)
(9/11/2020)
(4/23/2012)
(2/3/2011)
(1/9/2020)
(5/13/2020)
(10/5/2018)
Exams
FINRA
Current Firm
KPP ADVISORY SERVICES LLC
CRD#: 289507 / SEC#: 801-111709
Contact information
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,405 |
| AUM (Assets Under Management) | $ 874,251,636 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
KPP ADVISORY SERVICES LLC
CRD#: 289507Louisville, KY 40222TRUST BUT VERIFY
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