Robert J. Brancatella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Brancatella, who also goes by Bob Brancatella, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1989. Robert had worked at 8 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2019 - December 31, 2020
GREAT POINT CAPITAL LLC
March 6, 2003 - June 1, 2017
MERRION SECURITIES, LLC
January 3, 2002 - March 3, 2003
GGET, LLC.
April 10, 1997 - January 3, 2002
BMO CAPITAL MARKETS CORP.
July 2, 1996 - March 14, 1997
ABN AMRO SECURITIES LLC
May 17, 1994 - June 5, 1996
CREDIT SUISSE SECURITIES (USA) LLC
May 20, 1991 - May 11, 1994
MORGAN STANLEY DW INC.
October 25, 1989 - January 2, 1990
MUNICIPAL INVESTORS SERVICE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/7/2022
General Securities Representative ExaminationSeries 79TO
Date: 12/7/2022
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 12/7/2022
Securities Trader ExamSeries 55
Date: 11/10/1999
Limited Representative-Equity Trader ExamCurrent Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
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