Angel Cruz
Professional summary
Angel Cruz was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Angel is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Angel had worked at 4 firms, which includes THE SHEMANO GROUP INC., KIRLIN SECURITIES INC., H.J. MEYERS & CO. INC., D. H. BLAIR & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2004 - March 18, 2008
THE SHEMANO GROUP, INC.
October 21, 1998 - September 3, 2004
KIRLIN SECURITIES INC.
November 19, 1992 - October 5, 1998
H.J. MEYERS & CO., INC.
January 23, 1990 - November 23, 1992
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
THE SHEMANO GROUP, INC.
CRD#: 35528 / SEC#: , 8-46713
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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