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Pricing
For Advisors
CT

Christopher E. Tormey

BULL HARBOR CAPITAL LLC.
Fairfield, CT
Some features on this profile are disabled
CRD#: 1988765
CT

Professional summary

Christopher E Tormey, who also goes by Chris Tormey, Christopher Evan Tormey, Chris Evan Tormey, is a registered financial advisor currently at BULL HARBOR CAPITAL LLC. located in Fairfield, Connecticut.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Christopher has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Chris Tormey | Christopher Evan Tormey | Chris Evan Tormey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher E Tormey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 6, 2023 - Present

BULL HARBOR CAPITAL LLC.

RIA
CRD#: 324995
Fairfield, CT
Past

December 14, 2021 - November 7, 2023

MONECO ADVISORS

RIA
CRD#: 171922
New Canaan, CT
Past

August 16, 2018 - December 17, 2021

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
SHELTON, CT
Past

August 16, 2018 - December 17, 2021

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SHELTON, CT
Past

December 1, 2015 - August 15, 2018

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
RYE BROOK, NY
Past

October 12, 2015 - August 15, 2018

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
RYE BROOK, NY
Past

November 26, 2007 - January 17, 2008

FDX CAPITAL LLC

BD
CRD#: 119302
NEW YORK, NY
Past

August 22, 2003 - November 13, 2007

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

September 12, 2000 - August 5, 2003

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

June 7, 1995 - September 15, 2000

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

July 8, 1993 - March 14, 1995

CSFP CAPITAL, INC.

BD
CRD#: 31796
NEW YORK, NY
Past

March 23, 1992 - March 14, 1995

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

October 17, 1990 - March 19, 1992

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
NEW YORK, NY
Past

January 18, 1990 - October 5, 1990

CONTINENTAL GLOBAL FINANCIAL CORPORATION

BD
CRD#: 23959

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BH
BULL HARBOR CAPITAL LLC.
BULL HARBOR CAPITAL LLC. | WELDON AND WELDON FINANCIAL COACHING | VALENT WEALTH | KL CAPITAL | CLASSIC CAPITAL MANAGEMENT | BULL HARBOR LLC

CRD#: 324995 / SEC#: 801-127531

RIA
Registered Investment Advisory firm - (3/30/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(11/6/2023)
IAR
Maryland
(11/6/2023)
IAR
New York
(11/6/2023)
IAR
Texas
(11/6/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/8/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/5/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/12/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 4/18/2002
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/19/2007
General Securities Principal Examination

Current Firm

BH
BULL HARBOR CAPITAL LLC.
BULL HARBOR CAPITAL LLC. | WELDON AND WELDON FINANCIAL COACHING | VALENT WEALTH | KL CAPITAL | CLASSIC CAPITAL MANAGEMENT | BULL HARBOR LLC

CRD#: 324995 / SEC#: 801-127531

RIA
Registered Investment Advisory firm - (3/30/2023 Approved)
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Contact information

Main Address
7101 Wisconsin Avenue, Suite 1202, Bethesda, MD 20814
Mailing Address
Phone number
(804) 965-5408
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (33 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BULL HARBOR CAPITAL ADV 2B BROCHURE AUGUST 26 2025 (8/26/2025)

Regulatory assets under management

Total Number of Accounts1,759
AUM (Assets Under Management)$ 343,999,497

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BULL HARBOR CAPITAL LLC.

CRD#: 324995Fairfield, CT

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