John A. Cionci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Albert Cionci, who also goes by John A Cionci, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1989. John had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2013 - May 23, 2017
AUGUSTAR DISTRIBUTORS, INC.
May 11, 2011 - September 5, 2013
MUTUAL OF AMERICA SECURITIES LLC
May 11, 2011 - September 5, 2013
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
September 9, 2010 - January 27, 2011
TORREY PINES SECURITIES, INC.
October 26, 2002 - December 31, 2006
JOHN HANCOCK DISTRIBUTORS LLC
January 1, 2002 - July 15, 2008
JOHN HANCOCK DISTRIBUTORS LLC
August 28, 1996 - January 1, 2002
MANULIFE WOOD LOGAN, INC.
June 14, 1995 - August 27, 1996
WOOD LOGAN DISTRIBUTORS, INC.
February 5, 1990 - May 4, 1995
DELAWARE DISTRIBUTORS, L.P.
September 19, 1989 - January 25, 1990
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AUGUSTAR DISTRIBUTORS, INC.
CRD#: 41081 / SEC#: , 8-49296
Contact information
FINRA licenses (42 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
