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MM

Mark A. Marxer

CAPITAL CONNECT
BOCA RATON, FL 33432
Some features on this profile are disabled
CRD#: 1988541
MM

Professional summary

Mark Andrew Marxer is a registered financial professional currently at CAPITAL CONNECT, LLC located in Boca Raton, Florida.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1993. Mark has worked at 10 firms and has passed the Series 63, Series 65, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Andrew Marxer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 11, 2025 - Present

CAPITAL CONNECT, LLC

Office #1: 1515 North Federal Highway Suite 300, Boca Raton, FL 33432
BD
CRD#: 329399
BOCA RATON, FL
Past

January 5, 2018 - July 11, 2025

MMX GLOBAL PARTNERS, LLC

BD
CRD#: 286531
BOCA RATON, FL
Past

February 2, 2011 - December 31, 2017

FRONTIER SOLUTIONS, LLC

BD
CRD#: 136102
Wayzata, MN
Past

June 11, 2010 - May 12, 2011

RANGE GLOBAL LLC

BD
CRD#: 104393
NEW YORK, NY
Past

January 6, 2010 - June 1, 2010

FIRST AVENUE

BD
CRD#: 145860
NEW YORK, NY
Past

December 12, 2006 - October 29, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
MINNETONKA, MN
Past

February 11, 2004 - March 26, 2004

MULTITRADE SECURITIES LLC

BD
CRD#: 47485
NEW YORK, NY
Past

July 11, 1997 - January 24, 2002

ALLIANCEBERNSTEIN INVESTMENTS, INC.

BD
CRD#: 14549
NASHVILLE, TN
Past

June 3, 1993 - September 30, 1994

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

June 3, 1993 - September 30, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(7/11/2025)
RR
Florida
(7/11/2025)
RR
Minnesota
(7/31/2025)
RR
New York
(7/11/2025)
RR
Utah
(7/11/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/12/2007
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/9/1992
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/2/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/23/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CAPITAL CONNECT, LLC
CAPITAL CONNECT FL, LLC | CAPITAL CONNECT, LLC

CRD#: 329399 / SEC#: , 8-71196

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
191 Silver Moss Drive, Vero Beach, FL 32963
Mailing Address
191 Silver Moss Drive, Vero Beach, FL 32963
Phone number
(646) 265-2400
Established
Wyoming since 10/18/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
OLSEN, CHRISTOPHER NOLANCEO/CCO3269364
PORTWOOD, WILLIAM BOYCECFO/POO/PFO/FINOP4853700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL CONNECT, LLC

CRD#: 329399Boca Raton, FL 33432

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