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Mark Andrew Marxer

CAPITAL CONNECT
BOCA RATON, FL
·CRD# 1988541·34 years experience

Professional Summary

Mark Andrew Marxer is a registered financial advisor currently at CAPITAL CONNECT, LLC located in Boca Raton, Florida. Mark is registered as a RR (Registered Representative) and started their career in finance in 1993. Mark has worked at 10 firms and has passed the Series 63, Series 65, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

CAPITAL CONNECT, LLC·CRD# 329399
BD
1515 North Federal Highway Suite 300, Boca Raton, FL 33432
July 11, 2025 - Present
MMX GLOBAL PARTNERS, LLC·CRD# 286531
BD
Boca Raton, FL
January 5, 2018 - July 11, 2025
FRONTIER SECURITIES·CRD# 136102
BD
Wayzata, MN
February 2, 2011 - December 31, 2017
RANGE GLOBAL LLC·CRD# 104393
BD
New York, NY
June 11, 2010 - May 12, 2011
FIRST AVENUE·CRD# 145860
BD
New York, NY
January 6, 2010 - June 1, 2010
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Minnetonka, MN
December 12, 2006 - October 29, 2009
MULTITRADE SECURITIES LLC·CRD# 47485
BD
New York, NY
February 11, 2004 - March 26, 2004
ALLIANCEBERNSTEIN INVESTMENTS, INC.·CRD# 14549
BD
Nashville, TN
July 11, 1997 - January 24, 2002
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
June 3, 1993 - September 30, 1994
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
June 3, 1993 - September 30, 1994

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Current Firm

CC
CAPITAL CONNECT, LLC

CAPITAL CONNECT FL, LLC | CAPITAL CONNECT, LLC

CRD#: 329399 / SEC#: 8-71196
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

191 Silver Moss Drive, Vero Beach, FL 32963

Mailing Address

191 Silver Moss Drive, Vero Beach, FL 32963

Phone Number

(646) 265-2400

Established

Wyoming since 10/18/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (35 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
OLSEN, CHRISTOPHER NOLANCEO/CCO3269364
CARTER, ANA ROUMENOVACFO/FINOP4424794

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(7/11/2025)
RR
Florida
(7/11/2025)
RR
Minnesota
(7/31/2025)
RR
New York
(7/11/2025)
RR
Utah
(7/11/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2007About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1992About the Series 65 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1993About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jan 2007About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Andrew Marxer's CRS (Customer Relationship Summary).

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