Laura M. Luckey
Professional summary
Laura Marie Luckey, CFP®, who also goes by Laura Marie Warren, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Lone Tree, Colorado and CHARLES SCHWAB & CO., INC. located in Lone Tree, Colorado.
Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Laura has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Laura Marie Luckey's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2016 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 9875 Schwab Way, Lone Tree, CO 80124March 2, 1999 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 9800 Schwab Way, Lone Tree, CO 80124December 24, 2020 - March 28, 2023
CHARLES SCHWAB & CO., INC.
February 17, 2012 - July 11, 2016
SCHWAB WEALTH ADVISORY, INC.
January 26, 2012 - March 27, 2012
CHARLES SCHWAB & CO., INC.
February 10, 2003 - December 31, 2011
CHARLES SCHWAB & CO., INC.
October 25, 1989 - December 23, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/19/2011)
(2/20/2024)
(5/21/2010)
(2/7/2024)
(7/25/2000)
(8/21/2000)
(7/12/2016)
(3/12/2009)
(2/15/2024)
(8/18/2000)
(8/8/2000)
(5/18/2010)
(2/8/2024)
(2/7/2024)
(5/11/2016)
(2/21/2024)
(7/9/2018)
(2/8/2024)
(8/15/2019)
(2/14/2018)
(2/7/2024)
(8/22/2000)
(8/28/2000)
(10/14/2016)
(9/16/2013)
(2/8/2024)
(5/10/2011)
(2/8/2024)
(1/5/2021)
(1/11/2008)
(2/8/2024)
(8/18/2000)
(2/8/2024)
(9/23/2000)
(8/18/2000)
(2/13/2024)
(1/31/2019)
(7/5/2019)
(7/18/2008)
(8/22/2000)
(2/26/2024)
(2/8/2024)
(1/2/2001)
(2/8/2024)
(5/17/2010)
(1/11/2006)
(12/24/2020)
(2/7/2024)
(1/6/2009)
(2/9/2024)
(8/18/2000)
(9/16/2019)
(2/12/2024)
(6/20/2017)
(8/2/2016)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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