Cheryl A. Callender
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cheryl Anne Callender, who also goes by Cheryl Anne Briggs, Cheryl Anne Pegram, Cheryl Anne Wolff, was a registered financial professional .
Cheryl is a previously registered financial professional and started their career in finance in 1990. Cheryl had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2015 - November 23, 2015
PEAK AMERICAN INVESTMENT ADVISORS, INC.
June 29, 2010 - January 26, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 6, 2009 - May 21, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
November 29, 2005 - January 5, 2009
AUTO CLUB FUNDS, INC.
April 25, 2000 - December 21, 2001
MML INVESTORS SERVICES, LLC
September 17, 1997 - May 1, 1998
FSC SECURITIES CORPORATION
May 23, 1995 - September 24, 1997
LUTHERAN BROTHERHOOD SECURITIES CORP.
December 9, 1993 - October 20, 1994
SIGMA FINANCIAL CORPORATION
April 10, 1992 - October 15, 1993
CUNA BROKERAGE SERVICES, INC.
March 14, 1991 - April 21, 1992
LOCUST STREET SECURITIES, INC.
April 5, 1990 - January 24, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 5, 1990 - January 24, 1991
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
PEAK AMERICAN INVESTMENT ADVISORS, INC.
CRD#: 145056 / SEC#: 801-133891
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEAK AMERICAN INVESTMENT ADVISORS, INC.
CRD#: 145056 / SEC#: 801-133891
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 614 |
| AUM (Assets Under Management) | $ 126,277,620 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
