Ronald E. Williams

EMPOWER FINANCIAL ADVISORY

Glastonbury, CT 06033

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CRD#: 1987830

Professional summary

Ronald Elwood Williams JR, CFP® is a registered financial advisor currently at EMPOWER FINANCIAL ADVISORY, LLC located in Glastonbury, Connecticut.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Ronald has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE SALES POSITION: Producer NATURE: Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/15/2020 ADDRESS: 655 Winding Brook Drive, Glastonbury CT 06033, United States DESCRIPTION: When insurance is needed, we can fill the need

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Elwood Williams JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

June 10, 2021 - Present

EMPOWER FINANCIAL ADVISORY, LLC

Office #1: 655 Winding Brook Drive, Glastonbury, CT 06033

RIA

CRD#: 313968

Glastonbury, CT

Past

September 18, 2020 - July 1, 2021

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

GLASTONBURY, CT

Past

September 18, 2020 - July 1, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

Glatonbury, CT

Past

September 11, 2017 - September 18, 2020

SSN ADVISORY, INC.

RIA

CRD#: 126090

Glastonbury, CT

Past

January 25, 2001 - April 6, 2018

ADVICEONE ADVISORY SERVICES, LLC

RIA

CRD#: 111614

GLASTONBURY, CT

Past

January 18, 2000 - September 18, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

Glatonbury, CT

Past

September 7, 1999 - December 31, 2002

BTS ASSET MANAGEMENT, INC.

RIA

CRD#: 105215

VERNON, CT

Past

April 23, 1999 - January 20, 2000

MAIN STREET MANAGEMENT COMPANY

CRD#: 547

BOSTON, MA

Past

October 25, 1989 - April 29, 1999

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 25, 1989 - April 29, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPOWER FINANCIAL ADVISORY, LLC

CRD#: 313968 / SEC#: 801-121271

RIA

Registered Investment Advisory firm - (5/21/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/21/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/21/1989

General Securities Representative Examination

Current Firm

EMPOWER FINANCIAL ADVISORY, LLC

CRD#: 313968 / SEC#: 801-121271

RIA

Registered Investment Advisory firm - (5/21/2021 Approved)

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Contact information

Main Address

655 Winding Brook Drive, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 494-2600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMPOWER DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (2/7/2025)

Regulatory assets under management

Total Number of Accounts	1,369
AUM (Assets Under Management)	$ 535,018,387

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald E. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Elwood Williams JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

SSN ADVISORY, INC.

ADVICEONE ADVISORY SERVICES, LLC

SECURITIES SERVICE NETWORK, LLC

BTS ASSET MANAGEMENT, INC.

MAIN STREET MANAGEMENT COMPANY

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

EMPOWER FINANCIAL ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/21/2001

SIE

Date: 10/1/2018

Series 7

Date: 10/21/1989

Current Firm

EMPOWER FINANCIAL ADVISORY, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EMPOWER FINANCIAL ADVISORY, LLC

TRUST BUT VERIFY

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