DC
Debra L. Clark
KESTRA ADVISORY SERVICES
Teaneck, NJ
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CRD#: 1987661
DC
Professional summary
Debra Lynn Clark, CFP®, who also goes by Debra Clark Bristow, Debra L Bristow, Debra Lynn Bristow, Debra Clark, Debra Lynn Clark-fuentes, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Teaneck, New Jersey and KESTRA INVESTMENT SERVICES, LLC located in Teaneck, New Jersey.
Debra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Debra has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Debra Clark Bristow | Debra L Bristow | Debra Lynn Bristow | Debra Clark | Debra Lynn Clark-Fuentes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BN: BORGER FINANCIAL POSITION: RR NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2023 ADDRESS: 387 Rutland Ave, Teaneck NJ 07666 DESCRIPTION: Registered representative BN: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2023 ADDRESS: 5707 Southwest Parkway, Building 2, ste 400, Austin TX 78735 DESCRIPTION: IAR Business Name: RMS FINANCIAL POSITION: owner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2008 ADDRESS: 93 Elizabeth Court, Sunderland VT 05250 DESCRIPTION: I use this business to run my expenses and bookkeeping. I hire an outside CPA to upload all activity. Bus Name: ROVING HORSE RANCH & RESCUE POSITION: co-owner NATURE: Business is a 501c3 that operates to rescue horses from kill pens INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 93 Elizabeth Court, Sunderland VT 05250, United States DESCRIPTION: To find, purchase and rehab horses that are headed to slaughter.
CRS (Client Relationship Summary) - RIA
Click below to view Debra Lynn Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
October 31, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Teaneck, NJ
Current
October 31, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Teaneck, NJ
Past
September 30, 2011 - October 31, 2023
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
WILTON, CT
Past
May 19, 2010 - October 31, 2023
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
WILTON, CT
Past
February 26, 2001 - May 12, 2010
EQUITY SERVICES, INC.
BD
CRD#: 265
NEW YORK, NY
Past
March 31, 1998 - February 26, 2001
SENTINEL FINANCIAL SERVICES COMPANY
BD
CRD#: 31175
MONTPELIER, VT
Past
December 1, 1993 - December 4, 1998
EQUITY SERVICES, INC.
BD
CRD#: 265
MONTPELIER, VT
Past
September 14, 1990 - July 20, 1993
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
November 22, 1989 - September 14, 1990
GLEACHER & COMPANY SECURITIES, INC.
BD
CRD#: 298
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/31/2023)
RR
California(10/31/2023)
RR
Colorado(10/31/2023)
RR
Connecticut(10/31/2023)
RR
Delaware(10/24/2024)
RR
District of Columbia(1/8/2025)
RR
Florida(10/31/2023)
RR
Georgia(10/31/2023)
RR
Illinois(10/31/2023)
RR
Louisiana(10/31/2023)
RR
Maryland(2/27/2025)
RR
Massachusetts(10/31/2023)
RR
Nebraska(2/27/2025)
RR
New Jersey(10/31/2023)
IAR
New Jersey(10/31/2023)
RR
New York(10/31/2023)
RR
North Carolina(11/6/2023)
RR
Ohio(1/2/2025)
RR
Pennsylvania(10/31/2023)
RR
Rhode Island(10/27/2025)
RR
South Carolina(10/31/2023)
RR
Tennessee(10/31/2023)
RR
Texas(10/31/2023)
IAR
Texas(10/31/2023)
RR
Vermont(10/31/2023)
IAR
Vermont(10/31/2023)
RR
Virginia(10/31/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
