Lawrence G. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Guy Mcdonald JR, who also goes by Larry Mcdonald Jr, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1990. Lawrence had worked at 11 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2018 - February 10, 2021
ASTOR RIDGE N.A. LLP
January 2, 2015 - March 29, 2016
SG AMERICAS SECURITIES, LLC
August 22, 2011 - January 2, 2015
NEWEDGE USA, LLC
March 10, 2010 - August 25, 2011
INVESTORS CAPITAL CORP.
July 30, 2004 - March 19, 2008
LEHMAN BROTHERS INC.
October 28, 1999 - July 20, 2004
MORGAN STANLEY & CO. LLC
March 13, 1997 - November 11, 1999
CCP GROUP INC.
July 21, 1995 - March 17, 1997
UBS FINANCIAL SERVICES INC.
July 31, 1993 - July 5, 1995
CITIGROUP GLOBAL MARKETS INC.
March 27, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
July 30, 1990 - April 30, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 22, 1990 - June 1, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/6/2004
Limited Representative-Equity Trader ExamCurrent Firm
ASTOR RIDGE N.A. LLP
CRD#: 282626 / SEC#: , 8-69728
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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