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Lawrence Guy Mcdonald Jr

CRD# 1987640·Registered 1990 - 2021
Previously Registered: Being a previously registered professional could mean that Lawrence is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lawrence Guy Mcdonald JR, who also goes by Larry Mcdonald Jr, was a registered financial advisor. Lawrence was a previously registered financial professional and started their career in finance 1990 - 2021. Lawrence had worked at 11 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry Mcdonald Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

ASTOR RIDGE N.A. LLP·CRD# 282626
BD
Rumson, NJ
June 5, 2018 - February 10, 2021
SG AMERICAS SECURITIES, LLC·CRD# 128351
BD
New York, NY
January 2, 2015 - March 29, 2016
NEWEDGE USA, LLC·CRD# 36118
BD
New York, NY
August 22, 2011 - January 2, 2015
INVESTORS CAPITAL CORP.·CRD# 30613
BD
New York, NY
March 10, 2010 - August 25, 2011
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
July 30, 2004 - March 19, 2008
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
October 28, 1999 - July 20, 2004
CCP GROUP INC.·CRD# 42206
BD
Stanford, CT
March 13, 1997 - November 11, 1999
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
July 21, 1995 - March 17, 1997
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 31, 1993 - July 5, 1995
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
March 27, 1992 - July 31, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
July 30, 1990 - April 30, 1992
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
Denver, CO
May 22, 1990 - June 1, 1990

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Current Firm

AR
ASTOR RIDGE N.A. LLP

ASTOR RIDGE N.A. LLP

CRD#: 282626 / SEC#: 8-69728
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

60 Rumson Road, Rumson, NJ 07760

Mailing Address

60 Rumson Road, Rumson, NJ 07760

Phone Number

(212) 729-8387

Firm Type

Partnership

Fiscal Year End

March

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ASTOR RIDGE LLPGENERAL PARTNER—
BRIGHTON, CHRISTOPHER SLIMITED PARTNER / CCO1966750
GRAY, JOHN CLARKECFO / FINOP1367440
LOCKARD, JAMES CHARLESLIMITED PARTNER1580517
WENTZELL, JOHN LAWRENCELIMITED PARTNER2519139

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1990About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 2004

Series 7 — General Securities Representative Examination

Passed May 1990About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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