Stephen J. Seefeld
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen James Seefeld was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1989. Stephen had worked at 8 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2000 - October 26, 2009
INTELATRADE.COM
March 10, 2000 - March 15, 2001
ACCESS SECURITIES, LLC
October 29, 1999 - March 6, 2000
MORGAN STANLEY & CO. LLC
December 17, 1996 - November 11, 1999
CCP GROUP INC.
October 1, 1996 - February 25, 1998
COS COB BD LIMITED
August 6, 1990 - September 25, 1990
ADVEST, INC.
March 29, 1990 - June 1, 1990
THE STUART-JAMES COMPANY, INCORPORATED
October 23, 1989 - July 24, 1990
CM SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INTELATRADE.COM
CRD#: 103964 / SEC#: , 8-52427
Contact information
Documents
Red Flags
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