Clayton B. Earle

ELEVATE WEALTH MANAGEMENT, L.L.C.

San Francisco, CA

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CRD#: 1987535

Professional summary

Clayton Barrington Earle is a registered financial advisor currently at ELEVATE WEALTH MANAGEMENT, L.L.C. located in San Francisco, California.

Clayton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Clayton has worked at 8 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Financial consultant. Substitute Teacher. Own and am president of an S-Corp with no current operating assets or business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clayton Barrington Earle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 3, 2017 - Present

ELEVATE WEALTH MANAGEMENT, L.L.C.

RIA

CRD#: 287511

San Francisco, CA

Past

December 21, 2007 - March 10, 2015

BLAYLOCK VAN, LLC

CRD#: 145317

OAKLAND, CA

Past

December 6, 2006 - December 21, 2007

ROBERT VAN SECURITIES, INC.

CRD#: 29581

OAKLAND, CA

Past

September 23, 2002 - November 6, 2002

WIPFLI FINANCIAL ADVISORS, LLC

RIA

CRD#: 109983

REDWOOD CITY, CA

Past

August 18, 2000 - September 12, 2002

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

October 1, 1997 - August 28, 2000

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

September 13, 1994 - October 1, 1997

MONTGOMERY SECURITIES

CRD#: 4357

SAN FRANCISCO, CA

Past

September 19, 1989 - June 27, 1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/3/2017)

IAR

Texas
(6/7/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/3/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/27/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/16/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/10/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 4/4/2008

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 1/24/2008

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 12/5/2006

General Securities Representative Examination

Current Firm

ELEVATE WEALTH MANAGEMENT, L.L.C.

CRD#: 287511 / SEC#:

California

Registered Investment Advisory firm - (5/3/2017 Approved)

Texas

Registered Investment Advisory firm - (5/5/2017 Conditional Restricted)

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Contact information

Main Address

San Francisco, CA

Mailing Address

C/o Clayton Earle 821 Irving Street, #225051, San Francisco, CA 94122

Phone number

(415) 702-7928

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	76
AUM (Assets Under Management)	$ 10,354,405

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Clayton B. Earle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clayton Barrington Earle's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLAYLOCK VAN, LLC

ROBERT VAN SECURITIES, INC.

WIPFLI FINANCIAL ADVISORS, LLC

LEHMAN BROTHERS INC.

BANC OF AMERICA SECURITIES LLC

MONTGOMERY SECURITIES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 5/3/2017

Series 66

Date: 12/27/2006

Series 63

Date: 9/16/1994

SIE

Date: 3/10/2015

Series 87

Date: 4/4/2008

Series 86

Date: 1/24/2008

Series 7

Date: 12/5/2006

Current Firm

ELEVATE WEALTH MANAGEMENT, L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ELEVATE WEALTH MANAGEMENT, L.L.C.

TRUST BUT VERIFY

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