Marc D. Aronstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc David Aronstein was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1989. Marc had worked at 3 firms and has passed the SIE, Series 82, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2012 - February 19, 2015
MARWOOD GROUP
February 3, 1995 - August 29, 1995
MORGAN JOSEPH TRIARTISAN LLC
September 19, 1989 - September 23, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARWOOD GROUP
CRD#: 117015 / SEC#: , 8-53573
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
