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Vicky Lorraine Lorchick

CRD# 1987332·Registered 1989 - 2015
Previously Registered: Being a previously registered professional could mean that Vicky is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Vicky Lorraine Lorchick was a registered financial advisor. Vicky was a previously registered financial professional and started their career in finance 1989 - 2015. Vicky had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

MCMANNAMA & ASSOCIATES·CRD# 104917
RIA
Omaha, NE
March 14, 2005 - October 7, 2015
J.P. SECURITIES, INC.·CRD# 36559
BD
Bellevue, NE
January 20, 1998 - November 4, 1998
FREETRADE.COM, INC.·CRD# 10752
BD
Omaha, NE
January 3, 1996 - November 3, 1997
CUNA BROKERAGE SERVICES, INC.·CRD# 13941
BD
Waverly, IA
March 2, 1992 - June 9, 1995
CENTURY INVESTORS OF AMERICA, INC.·CRD# 5322
BD
September 22, 1989 - March 2, 1992

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Current Firm

M&
MCMANNAMA & ASSOCIATES

MCMANNAMA & ASSOCIATES | MCMANNAMA & ASSOCIATES INC

CRD#: 104917 / SEC#: 801-22145

Contact Information

Main Address

444 Regency Parkway Drive Suite 103, Omaha, NE 68114-3779

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1994About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1989About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jun 1997About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Nov 1996About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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